Roman Law
11/19/2007
Outline

 

I. LEX AQUILIA

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

II. ACTIO SERVI CORRUPTI

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

III. THE SPECIAL DELICTUAL ACTION AGAINST PUBLICANS.

 

CLASSICAL DELICT

 

“If anyone wrongfully kills another’s slave of either sex or his four-footed beast that lives in herd, let him be compellled to pay whatever was its greatest value in the past year.” D.9.2.2.1 (Gai., Ed. Prov. 7)

“Regarding all other things except a human or a herd-animal killed, if anyone does damage to another by wrongfully burning, breaking or maiming, whatever the value of it in the last 30 days let him be condemned to pay to the owner.”  D.9.2.27.5 (Ulp., Ed. 18)

“In an action under this statute it is not only the value of the thing damaged in itself that is assessed, but also if by the killing of his slave an owner suffers loss exceeding the value of the slave, this too is assessed.”  GI.3.212.

“It has been decided that there is an action under the statute only where a man has done damage with his own body; consequently actions on the case are granted if the damage has been caused in some other way, for example, if one shuts up and starves to death another man’s slave or cattyle='mso-spacerun:yes'>  This is true even if he could not prevent the advance of the mules on account of weakness; and it is not inequitable that weakness should be counted a fault since one ought not to embark on an enterprise in which one knows or ought to know that his weakness will be dangerous to others.”  D.9.2.8.1 (Gai., Ed. prov. 7)

“If a slave is killed by those who are throwing javelins for sport, the lex Aquilia applies, but if men are throwing javelins in a field and the slave crosses it, there is no action, because he ought not unseasonably to make his way over the playing field. Nevertheless, one who hit the slave on purpose would be liable under this statute.” D.9.2.9.4. (Ulp., Ed. 18)

“Mela gives another case: if a ball game was going on and a player hitting the ball knocked it against the hand of a barber so that the throat of the slave being shaved by the barber was cut by the razor, whoever of them was negligent will be held under the lex Aquilia. Proculus holds that the barber was at fault; and truly, if he was doing business near a place usually devoted to sport or where there was heavy traffic, he is partly responsible; but there is much to be said for the view that he who engages a barber who has set up his stool in a dangerous place has only himself to blame.”  D.9.2.11pr (Ulp., Ed. 18)

“1. If one holds a slave and another kills him, the former is liable in factum for having furnished the cause of death. 2. But if several strike a slave, let us consider whether all are held for killing. If it can shown who gave the mortal wound, he will be liable for killing; if not, Julian says that all are liable for killing: and if one has been sued, the others are not released, for what one pays under the Lex Aquilia does not relieve another, as a penalty is involved. 3. Celsus writes that if one gives a slave a mortal wound and another later kills him, the former will not be held for killing but for wounding, since the slave died from another wound; the latter the will be held for killing; Marcellus agrees and it is the better view.”  D.9.2.11.1,2,3 (Ulp., Ed. 18)

“If the tenant’s slave is detailed to look after a furnace but goes to sleep and the house burns down, Neratius writes that the tenant is liable for damages under the contract, providing he was negligent in choosing his laborer; however, if one lights a fire in a furnace, and another negligently watches it, will the former be held? for he who watched it did nothing and he who correctly lit the fire was not at fault. What is the conclusion?  I should say that there is an actio utilis both against him who went to sleep at the furnace and him who carelessly watched the fire; nor can anyone claim as to the former that he underwent a natural experience common to all mankind, because his duty was either to extinguish the fire or prevent it from escaping.”  D.9.2.27.9 (Ulp., Ed. 18)

“Quintus Mucius writes: A mare was grazing in another’s field, and being pregnant, miscarried while being driven off; it was asked if her owner could bring an Aquilian action against the man who drove her away for damage caused thereby. It was held that an action would lie if he struck her or intentionally [consulto] drove her too violently.”  D.9.2.39pr (Pomp., Quintus Mucius 17)

“If a pruner throws a branch down from a tree, or a laborer throws something from a scaffolding, killing a passing slave, they are held if they threw the thing on to a public place without shouting so that the victim might avoid the accident. Mucius even holds that there may be an action for negligence [culpa] if the same thing happens of private property, as it is negligent not to foresee what could have been foreseen by a careful person, or to give warning when it was too late to avoid the danger. On this view [this is now Paul speaking] it makes little difference whether the victim was crossing public or private land, as there is often a public way over private property.  But if there was no path, there will be liability only for malice, so that one may not aim at one whom he sees crossing; for no care should be required from one who could not foresee that anyone would pass his way.” D.9.2.31 (Paul, Plautius 2)

“Mules were dragging two loaded carts up the Capitoline hill; the drivers of the front cart, which had got tilted back, were holding it up to make it easier for the mules; meanwhile the team began to move backward so that when the drivers, who were between the two carts, jumped out from their position, the rear cart was hit by the other and rolled down and ran over someone’s slave boy. The boy’s owner consulted me against whom to bring action. I answered that the rule of law depended upon the facts; assuming that the drivers who were holding up the front cart got out of the way of their own accord, thus rendering the mules unable to support the cart, which dragged them back by its own weight, then there would be no action against the owner of the mules, but an Aquilian action could be brought against those who were upholding the tilted cart, for one has none the less inflicted direct damage who voluntarily lets go something which he is supporting so that it strikes another, as where one does not hold in an ass which one is driving, just as one commits wrongful damage who allows a weapon or anything else to escape him. Assuming, however, that the mules shied at something and the drivers, fearing to be crushed, left the cart, there would be no action against the men, but one against the owner of the mules. But if neither the mules nor the men were responsible, but the mules could not sustain the weight or in straining slipped and fell, whereupon the cart began to go back, and because it was tilted the drivers could not sustain its weight, then there could be an action neither against the owner of the mules nor against the men  At least it was certain whatever the facts, that there could be no action against the owner of the other mules, who had gone backward involuntarily because they were hit.” D.9.2.52.2 (Alfenus, Dig. 2)

“There is another defense of which Gallus [probably the praetor of that name 66 B.C.] doubts whether it should be advanced [to the interdict quod vi et clam]. Take the case of my having pulled down my neighbor’s house to ward off fire, as a result of which an action against force and stealth (Quod vi aut clam), or for unlawful damage is being brought. Would it be proper to bring the defense “what was not done for the purpose of defense against fire”?  Servius says that if the magistrates did this, the defense should be granted, but that the same concession should not be made to a private person; but if it was done by force or stealth, and the fire did not reach that far, damages for simple value should be awarded; if it did, the doer should be released. He says the same applies if there should be an action for unlawful damage, because it is held that no injury or damage can be done to a house about to perish anyway. However, if this was done in no fire, and the fire started subsequently, the same should not be said; because Labeo says that it should not be from a later event, but from what happpened at the time, that assessment is made on whether or not damage was inflicted.” D.43.24.7.4 (Ulp., Ed. 71) (Watson trans. here fixed up, Thayer in Mats).

“Sometimes a man is liable for theft of which he is not the actual perpetrator; we refer to one by whose aid and counsel the theft has been carried out, for instance a man who knocks coins out of your hands, or obstructs you, for another to make off with them. So the old lawyers wrote of one who stampeded a herd with a red rag. But if it is a mere prank, without intention of furthering a theft, the question will be whether an actio utilis ought not to be given, since even negligence is punished by the L. Aquilia, which governs damage to property.” G.3.202.

 

D.11.3.1. Ulpian, On the Edict, book 23. The praetor says: “Where anyone is alleged to have harbored a male or female slave belonging to another, or have persuaded him or her maliciously to do anything which would depreciate the value of him or her, I will grant an action for double the value of the property (quanti ea res erit).” Scott’s translation here is misleading. The Latin is, in fact, quite difficult: qui servum servam alienum alienam recepisse persuasisseve quid ei dicetur dolo malo, quo eum eam deteriorem faceret, in eum quanti ea res erit in duplum iudicium dabo. Both English translations assume facere after persuasisseve, and neither makes any use of dicetur.

D.1.18.21: “Paul, On the Office of Assessor, sole book. When the Governor is trying the case of a slave who has been corrupted, or of a female slave who has been debauched, or of a male slave who has been indecently attacked; if the slave who is said to have been corrupted is the business agent of anyone, or occupies such a place that, without considering the injury to property alone, the destruction and the ruin of the master’s entire household is involved, he ought to be punished with the greatest severity.”  It seems to indicate that the damages are much broader than just the decrease in the value of the slave.

D.17.2.53–56. A catena from the title pro socio.  The basic proposition seems to be that a partner who puts stolen goods into a partnership shouldn’t do it, but he can only take them out if he’s sued for them, and if the partners know about it, they must share in the penalty, but not if they didn’t know about it.  D.17.2.56 says the same thing applies to all turpes actiones, such as iniuria and the actio servi corrupti.

D.37.15.5–7. Another catena in which we learn that freedmen cannot sue their patrons and their relatives in actiones famosae, nor in the actio servi corrupti, even though it is not an actio famosa.

D.47.2.52.24. The action will be given against someone who persuaded my slave to copy my tabulas (?registers, documents, testament).

D.11.3.16. Alfenus Varus, Digest, book 2. The owner of a slave who had employed him as a steward manumitted him, and subsequently caused him to produce his accounts, and finding that they were not correct, he ascertained that the slave had spent the money on some woman. The question arose whether he could bring suit against this woman for corrupting the slave, as the slave was already free? I answered that he could, and that he could also do this for theft on account of the money which the slave had given her.

There seems to be no doubt that the action lay where the slave was persuaded to commit theft, and the value of the goods stolen was included in the penalty.  Neratius (D.11.3.9.3) may have been attempting to confine the action to the reduction in the value of the slave, but if he was, he does not seem to have succeeded.

 

Publicans were not popular.  Ulpian D.39.4.12 begins by saying “There is no one who is not aware of the audacity and insolence of farmers of the revenue … .”

Tax-farming was big business.  They seem to have been engaged in collecting two somewhat different types of taxes, a head-tax that was paid by subjects of the empire personally (the mechanics of how this worked are not well described in the material that we have before us) and a land-tax, known as vectigal, that seems to have had its origins in the notion that provincial lands were not in private ownership but belonged to the Roman people or to the emperor.  The vectigal may originally have been seen as a kind of rent for the use of the land.

Tax-farmers are known to have operated in partnerships, called societas publicanorum, and these partnerships may have had some aspects of corporations.  The sources about this are scattered all over the place.  There is, however, one title of the Digest (39.4) devoted to publicans and that has to do with a special declitual liability that was imposed on them by the praetor’s edict.

D.39.4.1pr. Ulpian, On the Edict, book 55. The praetor says: “[1] If a farmer of the public revenue (publicanus, and so throughout), or anyone belonging to the familia of a farmer of the public revenue, takes anything by force in the name of the public (this phrase could also mean “in his public name.), and it is not restored to the owner, I will grant a iudicium (Note iudicium not actionem; this seems quite classical) for double its value, and if suit is brought after a year has elapsed, I will grant one for its simple value. [2] Moreover, I will grant a iudicium, if any damage has been sustained, or any theft is said to have been committed. [3] If the parties concerned in the matter are not produced, I will grant a iudicium against the owners, without the possibility of noxal surrender.”  Sentence [2] is odd.  We don’t normally find provisions in the edict that begin with “moreover” (item si) and it is odd that having carefully limited the action in the first sentence to things taken by force, he should then expand it to any violation of the lex Aquilia or theft (damnum iniuria furtumve factum esse dicetur).

D.39.4.12pr–1: Ulpian, On the Edict, book 33. There is no one who is not aware of the audacity and insolence of farmers of the revenue, and therefore the praetor promulgated this edict for the purpose of controlling them. 1. “If anyone belonging to the familia of a farmer of the revenue is accused of having committed theft, or has caused unlawful injury (once more furtum and damnum iniuria datum), and the property in question is not produced, I shall grant a iudicium against the owner, without the privilege of noxal surrender.”

 

 

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