Finding No-Action Letters

Note: Be sure to check the currency, coverage, and status (official or unofficial) of all sources.

Not all sources listed on this page contain all No-Action letters issued by the SEC, but the list on this page provides suggestions for where to look for No-Action letters.

• SEC Staff No Action, Interpretive and Exemptive Letters website - On this site, the No-Action letters are divided according to division: Division of Corporation Finance, Division of Investment Management, Division of Market Regulation, Office of the Chief Accountant.
• CCH’s Federal Securities Law Reporter looseleaf and the electronic version of the Federal Securities Law Reporter. (Non-commercial use only; Harvard ID and pin required.) After clicking on the link above, click on "CCH Business & Finance Research Network," then on "Enter" and then click on the "Securities" tab.

Lexis

• SEC No-Action, Exemptive & Interpretative Letters (FEDSEC; NOACT)

Westlaw

• SEC No-Action Letters (FSEC-NAL)

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