The Best-Laid Plans: Implementation of the Dayton Peace Accords in the Courtroom and on the Ground Laura Palmer[*]
When the parties to the General Framework Agreement for Peace in Bosnia and Herzegovina,[2] more popularly known as the Dayton Peace Accords, signed the Agreement in Paris on December 14, 1995, they ended one of the most shockingly brutal wars of this century. Yet the Framework Agreement marked not so much an end as a beginning: the beginning of the long, painful and difficult process of rebuilding political, military, economic, and *** Top of Page 362 *** legal institutions.[3] The people of the new state of Bosnia and Herzegovina[4] not only had to rebuild their homes and their interpersonal relations, but also their relationship with the government. The Bosnians would do so in a state cobbled together in a compromise brokered by an international coalition. In December 1995, Bosnia was a shattered land with no functioning government, thousands of displaced persons, and a completely destroyed infrastructure. The country had been terrorized by ethnic violence breathtaking in its savagery. What remained were three ethnic entities, each numbed by loss and suspicious of their neighbors. The country was still menaced by the architects of ethnic cleansing and their military and paramilitary retinue. Refugees and internally displaced persons wereand still remainunderstandably fearful of returning to their ethnically cleansed hometowns, where basic security from ethnic violence did not exist and housing was often hard to find. In response to these challenges, the international community made the unprecedented move of creating two judicial institutions. It created the International Criminal Tribunal for the Former Yugoslavia during the war to prosecute individuals accused of violations of international humanitarian law. The Human Rights Chamber for Bosnia and Herzegovina was created at Dayton to provide a legal structure within which Bosnian citizens could seek legal redress for postwar governmental human rights violations. Ideally, these institutions would facilitate the development of a peaceful multiethnic state. This Article will examine these two institutions and evaluate their role in the implementation of peace. Part I of the Article will examine the unique formation of these institutions and the obligations they create for the international community, as well as for the Bosnian parties to the Framework Agreement. Part II explores how both the Bosnian parties and other states have failed to meet their legal obligations in connection with the work of the Tribunal and the Chamber. Part III, in turn, examines how this failure *** Top of Page 363 *** of will both within and outside Bosnia has impacted the implementation of the Framework Agreement and the creation of a lasting peace. Part IV briefly concludes with suggestions for bridging this disjunct between rhetoric and reality to create brighter prospects for real reconciliation in Bosnia. I. THE INSTITUTIONAL STRUCTURESoon after the eruption of hostilities in Bosnia and Herzegovina in March of 1992, reports of human rights violations and violations of international humanitarian law across the region began to surface.[5] It quickly became clear that the parties to the conflict were unwilling or unable to prosecute those responsible for the atrocities themselves.[6] In response to these reports, the United Nations Security Council passed Resolution 780 in November 1992, requesting that the Secretary-General establish an impartial Commission of Experts to examine and analyze information on violations of international humanitarian law committed in the territory of the former Yugoslavia.[7] Reports chronicling concentration camps, mass killings, and ethnic cleansing were submitted from delegations of French and Italian jurists and the Conference on Security and Cooperation in Europe, as well as from the Commission of Experts.[8] In the face of such overwhelming evidence, the Security Council decided to act. In May of 1993, after the creation of a draft statute for the Tribunal, the Security Council passed Resolution 827, establishing an international criminal tribunal under Chapter VII of the United Nations Charter.[9] The *** Top of Page 364 *** impact of creating the Tribunal on the basis of a Chapter VII decision was to bind all member States to take whatever steps are required to implement the decision.[10] The scope of this obligation on states extends to compliance with the Tribunals Rules of Procedure and Evidence.[11] These rules provide that a states failure to act within a reasonable time in response to a warrant of arrest or transfer order constitutes a failure to execute the warrant or order. In such instances, the Tribunals President may notify the Security Council accordingly.[12] The Security Council, acting under Chapter VII authority, may then take any measures it deems necessary to restore international peace and security in response to the failure to comply with its decisions. Such measures may include the imposition of sanctions or even the use of force against a noncompliant state.[13] In spite of the obligations thus imposed on all U.N. member states to comply with the Tribunal, in December 1995 the Tribunal remained a hollow promise of justice. Few suspects had been surrendered to the Tribunal and continued hostilities within Bosnia made investigation of violations of humanitarian law difficult. Violations of humanitarian law continued to occur, reaching a nadir in the U.N. safe haven of Srebrenica in July 1995. The General Framework Agreement,[14] signed by the Serb, Croat, and Bosniac (Bosnian Muslim) Parties on December 14, 1995, provided a basis *** Top of Page 365 *** for the cessation of hostilities and for greater cooperation with the Tribunal to prosecute those ultimately responsible for the carnage. The obligation of the Serb, Croat and Bosniac parties to cooperate with the Tribunal was made explicit in Article IX of the General Framework Agreement, which mandated that the parties cooperate fully with all entities involved in the investigation and prosecution of war crimes and other violations of international humanitarian law.[15] This obligation was reiterated in Article II of the Constitution of Bosnia and Herzegovina, which was annexed to the Framework Agreement.[16] The parties also agreed that no person under indictment by the Tribunal would stand as a candidate or hold any appointive, elective, or other public office in the territory of Bosnia and Herzegovina.[17] Aside from specifying obligations to cooperate with the Tribunal, the Agreement also invited the Security Council to adopt a resolution authorizing member states to establish a multinational military implementation force (IFOR) to assist in implementing the military aspects of the Framework Agreement.[18] Acting on this invitation, the Security Council passed Resolution 1031, authorizing the states participating in IFOR to take all necessary measures to effect the implementation of the Framework Agreement, and imposing an obligation on all states to comply with arrest warrants issued by the Tribunal.[19] In December 1995, sixty thousand IFOR troops were deployed in Bosnia pursuant to the Agreement.[20] Securing the success of the Framework Agreement depended on more than just outside military and diplomatic intervention. Bosnia needed to restore its remnants of civil society, particularly in the realm of law and order, in order to implement and ultimately fulfill the goals of Dayton, which transcend a simple ceasefire and anticipate the long-term reconstruction of a democratic, multiethnic Bosnia. To achieve this goal, the Framework Agreement seeks to entrench human rights norms in the new state both by incorporating existing international human rights agreements and by establishing new human rights institutions. *** Top of Page 366 *** In the Agreement on Human Rights laid out in Annex 6 to the Framework Agreement, the parties agree to secure to all persons within their jurisdictions the highest level of internationally recognized human rights and fundamental freedoms, noting in particular the rights covered by the European Convention for the Protection of Human Rights and Fundamental Freedoms and its protocols (the European Convention)[21] and other prominent human rights conventions.[22] The Human Rights Agreement creates a highly sophisticated system of human rights protection for the citizens of Bosnia, modeled after that of the Council of Europe and the European Court of Human Rights in Strasbourg, France. In fact, the European Convention and other selected human rights agreements listed in Annex 6 are incorporated into the Bosnian constitution and have priority over all other law.[23] With the exception of the Universal Declaration, all of the instruments listed in Annex 6 are prescriptive and therefore impose legal obligations. By incorporating them directly into the Constitution, they are enforceable domestically and require no separate incorporating legislation. In most countries, economic, social and cultural rights are only aspirational, whereas in Bosnia such rights are immediately enforceable under the Bosnian Constitution.[24] To guarantee these rights, Chapter 2 of Annex 6 creates a Commission on Human Rights, composed of the office of the Human Rights Ombudsperson and the Human Rights Chamber. The Commission deals only with postwar human rights violations, thus its ratione temporis begins on December 14, 1995, the date when the Framework Agreement entered into force. The Ombudsperson, appointed by the Organization for Security and Cooperation *** Top of Page 367 *** in Europe (OSCE) for a non-renewable term of five years, is responsible for investigating alleged or apparent violations of human rights covered by the various human rights agreements listed in Annex 6. In addition to investigating complaints brought by Bosnian individuals or the Parties, she also has the power to initiate ex officio investigations of particularly serious human rights violations by visiting places of detention, examining documents and hearing witnesses.[25] After completing her investigation, the Ombudsperson issues reports detailing her findings and legal conclusions, facilitates friendly settlements, and refers cases to the Human Rights Chamber.[26] The Human Rights Chamber, like the European Court for Human Rights, gives individuals a private right of action against one or more of the government entities (the state as a whole, or the Federation and/or the Republika Srpska). The Chamber has the power to order provisional measures (for example, to prevent evictions or stay the execution of the death penalty), facilitate friendly settlements, conduct public hearings, and adopt and publish final and legally binding decisions on the merits. If the Chamber does indeed find a violation of human rights, it has the power to determine appropriate remedies, including monetary compensation.[27] The Human Rights Chamber is a sui generis institution.[28] It is the highest human rights court in Bosnia, yet it hears cases brought directly to the Chamber by individuals, rather than appeals from lower Bosnian courts. Although it was established in an international treaty, it is essentially a Bosnian national institution whose expenses are to be borne by the government of Bosnia.[29] Yet the Chambers composition is primarily international: six judges are Bosnian (two Bosniacs and two Croats from the Federation and two Serbs from the Republika Srpska), and eight are European jurists of recognized competence appointed by the Council of Europe.[30] This arrangement is unlike that of the Constitutional Court of Bosnia (created in Annex 4, Article VI of the Framework Agreement), which houses six national judges and only three international judges, and hears referrals and appeals from other courts in Bosnia. The Chambers procedure is similar to that of the European Court of Human Rights. When the Chamber receives a complaint from an applicant, it decides whether to accept it according to the admissibility criteria listed in Article VIII of Annex 6.[31] As applications are rarely found inadmissible *** Top of Page 368 *** prima facie, the Chamber then transmits the application to the respondent Party and invites the Party to submit written observations to the Chamber, which will transmit those observations to the applicant. The Chamber then decides whether to request further observations from the applicant, hold a public hearing, or both. The Chamber fixes strict time limits, usually a month, for the submission of observations.[32] II. IMPLEMENTATION AND ENFORCEMENTThe international legal system has no real means of enforcement independent of state action, and the Security Council itself cannot act independently of the will of U.N. member states.[33] The Tribunal and the Chamber themselves have no powers of arrest, search or seizure[34] and no enforcement agency, thus they must depend on the will of states to enforce their orders. Throughout their tenures, the experience of the Tribunal and the Chamber has been characterized by a failure of political will, both in terms of the failure of states to cooperate with them and a failure of the international community to penalize these failures. A. Failure of National Will1. Refusal to Cooperate with ProceedingsThe Chamber depends on the cooperation of the respondent Parties in order to successfully fulfill its judicial duties. Under Articles X and XI of Annex 6 of the Framework Agreement, the Parties undertake to provide all relevant information to, and to cooperate fully with, the Chamber . . . [and] implement fully decisions of the Chamber.[35] Despite the unique and pre-eminent position afforded to the Chamber by the Framework Agreement, in practice the Chamber has faced serious obstacles due to the parties refusal to cooperate fully with the Chambers proceedings. The state of Bosnia and Herzegovina (the federal body encompassing both the Federation and the Republika Srpska) is perhaps the most egregious of- *** Top of Page 369 *** fender. As of March 1998, the State had appointed no agent to act as a liaison between the Ministry of Justice and the Chamber and had submitted observations in only one application out of several hundred filed against it.[36] The State had also never participated in any of the public hearings in which it has been a respondent Party.[37] In addition, the State failed to include the Chamber in its assessed budget for the first two years of its functioning; similar neglect by the major international organizations operating in Bosnia led to the resignation of the Chambers first president in June 1997.[38] The Federations record on cooperation with the Chamber is also spotty at best. In the Chambers first two years, the Federation submitted observations on only five out of forty-eight applications.[39] The Federation also frustrates the Chambers proceedings by often limiting its pre-hearing written observations to one page, when in principle they should be comprehensive enough to enable the applicant to formulate his or her strongest case before the hearing. The Federation generally delivers its observations orally during the public hearing and submits them in written form afterwards. Because the Chamber is obligated to transmit these observations to the applicant and solicit his or her comments, the Federations stalling tactic lengthens the procedure considerably and delays a final decision on the merits.[40] The second Registrar of the Chamber attempted to tighten the screws on the Federation by refusing to admit into evidence observations submitted by the respondent Parties after the deadlines set by the Chamber. This tactic has met with some success, as the Federation has been submitting observations with increasing speed in the past year. The Human Rights Chamber transmits all applications to the Ministry of Justice of the appropriate respondent Party, but the presence of notorious wartime human rights violators in the government of the Republika Srpska creates yet another stumbling block to establishing viable cooperation between the Dayton human rights institutions and the government. For example, the Minister of Justice for the Republika Srpska (RS) under RS Prime Minister Milorad Dodik is Petko Cancar, a Bosnian Serb war crimes suspect (not yet publicly indicted by the Tribunal) who served as the former mayor of Foca and leader of the Foca Crisis Committee during the war. Foca was the scene of some of the most heinous war crimes committed during the war, and the Foca Crisis Committee was responsible for organizing and supervising the takeover of the municipality. The Crisis Committee used summary executions, torture, rape, disappearances, and mass expulsions to achieve the goal of an ethnically pure Bosnian Serb Foca.[41] When the Chamber transmits applications, especially those dealing with missing *** Top of Page 370 *** persons detained in Foca during the war under Cancars leadership, to the RS Ministry of Justice, it is impossible to imagine that the Ministry would be anything less than obstructionist in investigating such serious human rights abuses as missing persons and illegal detention. To make matters worse, Velibor Ostojic, another leader of the Foca Crisis Committee, has served as head of the Human Rights Commission of the Bosnian Parliament.[42] The parties to the Framework Agreement have not only failed to meet their obligations to comply with orders issued by the Chamber, but also those issued by the Tribunal. For example, in January 1997, the Tribunal issued subpoenae duces tecum to the Government of Croatia in connection with their prosecution of Tihomir Blaskic, a Bosnian Croat wanted by the Tribunal for ethnic cleansing carried out in the Lava Valley of central Bosnia and related atrocities.[43] The Government of Croatia protested that the Tribunal did not have the authority to issue such subpoenae. In a July 1997 decision, however, the Blaskic Trial Chamber held that while the Tribunal did not have the authority to issue subpoenae carrying a threat of a penalty against a state, it did have the authority to issue orders to states and individuals for the production of documents required for the preparation or conduct of a trial.[44] The Appeals Chamber affirmed that the legal authority to issue binding orders to states resulted from the fact that the Tribunal had been established by Security Council Resolution 827, issued under its Chapter VII authority.[45] As discussed above, failure to comply with the Tribunal renders member states subject to potential enforcement action by the Security Council. Despite this possibility, as well as the Appeals Chambers finding that other collective enforcement action might be authorized, Croatia still has not provided the documents requested in response to the binding order issued on January 30, 1997.[46] In contrast to Croatias failure to comply with the Tribunal subpoena, Blaskics defense counsel have not lacked for cooperation from the Croatian authorities in Bosnia. Indeed, in May 1998, Anto Nobilo, one of Blaskics defense attorneys, told a Los Angeles Times reporter, its easy to find witnesses *** Top of Page 371 *** and documents. We got 20,000 documents through the veterans association. I go and say Im defending Blaskic and I can do almost anything.[47] 2. Failure to Enforce JudgmentsThe Human Rights Chamber has also confronted obstacles in securing cooperation from the Parties during the judicial proceedings. Then, once the case has been decided, the Chamber must rely on the Parties to enforce its decisions. Under Article XI of Annex 6, the Chamber must specify in its decisions the steps to be taken by the respondent Party to remedy any breach of the European Convention or the other Annex 6 instruments. Such remedies include orders to cease and desist, monetary relief for pecuniary and non-pecuniary injuries and provisional measures.[48] Of course, the Chambers remedies are only as good as the Parties efforts to enforce them. In a series of cases brought by individuals sentenced to death in violation of the European Convention,[49] the Chamber ordered the respondent Parties to lift the death sentence against the applicants without delay.[50] In these cases, the Federation did indeed stay the applicants executions and eventually repealed the death penalty. The great majority of cases before the Chamber have been brought by individuals either who cannot access property they left during the war or whose property purchase contracts were annulled. Among these cases, which currently number several hundred, the facts are almost identical. In the winter of 1991-1992 (before Bosnian independence from Yugoslavia), the Yugoslav National Army (JNA) sold the socially owned apartments it controlled to their inhabitants, typically at a very low price made possible by contributions the applicants had been making to the JNA Housing Fund throughout their careers with the JNA. The Federation of Bosnia and Herzegovina passed legislation annulling these contracts shortly after the Framework *** Top of Page 372 *** Agreement entered into force in December 1995 and later adjourned any proceedings the applicants may have initiated in domestic courts.[51] Finding this legislation to be in violation of Article 1 of Protocol No. 1 of the European Convention,[52] the Chamber has ordered the Federation: to take all necessary steps by way of legislative or administrative action to render ineffective the annulment of the applicants contracts . . . and to lift the compulsory adjournment of court proceedings instituted by the applicants and to take all necessary steps to secure the applicants right of access to the court.[53] Thus far the Federation and state have refused to repeal the legislation.[54] Despite the factual and legal similarity of these JNA cases, the Chamber has not amended its Rules of Procedure to provide for a class action-type procedure. Instead, it has continued to proceed with this mountain of cases on a time-consuming individual basis (JNA cases usually take at least six months to process), tying up the lawyers and judges time. This time would perhaps be better spent resolving some of the more pressing cases pending before the court, such as those dealing with illegal detention, missing persons, discrimination and unfair judicial proceedings. This combination of legislative and procedural intransigence has therefore frustrated many of the Chambers goals. 3. Failure to Transfer IndicteesSimilar national intransigence has plagued the Tribunal. Three years after Dayton, only 28 of the 58 parties publicly indicted by the Tribunal are in custody.[55] Of the three part whether he remains in Croatia.[57] More recently, the top aide to Croa- *** Top of Page 373 *** tian president Tudjman announced that Croatia may stop all cooperation with the Tribunal if the Tribunal indicts Croatian commanders for atrocities committed during the Croatian offensives in 1995.[58] In some cases, the Parties to the Framework Agreement have even promoted war crimes suspects within government positions. Veselin ljivancanin, a Serb wanted in connection with atrocities committed during the Serbian siege of Vukovar in 1991, was promoted to head of the Center of Advanced Military Schools in Belgrade in 1996.[59] B. Failure of International WillLike other peace settlements negotiated by third parties, the Framework Agreement faces a distinctive barrier to its own success. That is, parties to such settlements often treat the period provided for implementation as an opportunity to obstruct, revise and sabotage the Agreement to which they have committed themselves. During this period, the judgments and actions of third parties in the international community are therefore decisive, either enabling spoilers or curbing them, either giving robust support to those genuinely committed to peace or weakening them with inadequate assistance.[60] This built-in reliance on third party action has significant implications for the successful operation of the Tribunal and the Human Rights Chamber, both of which have no specific powers for enforcing their own orders. Both the Tribunal and the Human Rights Chamber came about as the result of concerted international efforts to create a legal framework for peace in the region, yet the members of the international community have been less than resolute in carrying out the mandate they themselves created for these institutions. 1. Failure to Enforce ComplianceWhen the Chamber orders the respondent Parties to remedy a violation of human rights, the Chamber also sets a time limit within which the Parties must report the steps taken to comply with the Chambers order.[61] If the respondent Parties fail to respond within the specified time limit, the Chamber refers the case to the Office of the High Representative (OHR) under Annex 10 of the Framework Agreement.[62] The international High Representative, a position currently occupied by the Spanish diplomat Carlos Westendorp, is charged with coordinating and *** Top of Page 374 *** monitoring the panoply of civilian efforts currently operating in Bosnia under the Framework Agreement. Unfortunately, the High Representative commands minimal operational authority to exercise his responsibility for coordinating international activities, especially those extending beyond information-sharing to developing common strategies and implementing common plans. The High Representative does, however, command authority as the interpreter of last resort of the Dayton Agreements civilian provisions and has the power to establish new mechanisms (such as commissions or task forces) to help him execute his mandate.[63] Although the Chamber and the OHR have enjoyed excellent cooperation in information-sharing, staff development and public education initiatives, the OHR has experienced many of the same difficulties as the Chamber in compelling the respondent Parties to implement the Chambers decisions. This has been especially true when attaining compliance involves changing legislation, as in the JNA cases, or a highly political and contentious issue. The major implementation problems confronting the Chamber are shared by all the civilian Dayton institutions operating within Bosnia. Despite the seeming comprehensiveness of the settlement, the Dayton Agreement is indeed a framework agreement, above all in the civilian-judicial context. For example, on the strictly military side, the Agreement provides a highly detailed calendar to which the Parties must adhere. But on the political and civilian side, the Agreement imposes an explicit timetable on only two obligations: reaching an arbitration decision on the status of Brcko, and holding national elections.[64] Yet effective coordination of all of the provisions in the Framework Agreement is indispensable to the success of Dayton due to their basic interdependence. The success of elections, for example, depends on free media and an impression of basic civilian security. The Tribunal has been similarly plagued by a lack of international support in its efforts to prosecute those who violate international humanitarian law. The international community has been disinclined to use the enforcement measures available to it under Chapter VII of the U.N. Charter. For example, the Security Council has not taken affirmative action in response to the refusal of parties to the conflict to surrender indictees on their territory to the Tribunal.[65] According to Rule 59 of the Tribunals Procedure and Evidence Rule, the President of the Tribunal may inform the Security Council when an arrest warrant has been transmitted to a state.[66] Exercising this right in May 1996, Tribunal President Antonio Cassese informed the Security Council of the Federal Republic of Yugoslavias failure to cooperate with the Tribunal when it failed to arrest two indicted war criminals, former Bos- *** Top of Page 375 *** nian Serb General Ratko Mladic and JNA officer Veselin ljivancanin, at a funeral in Belgrade.[67] In response, the Security Council merely issued Presidential Statements deploring the failure of the recalcitrant state to comply with the orders of the Tribunal.[68] Though a similar Presidential Statement issued subsequently in August 1996 appeared to indicate an intent to consider the application of economic sanctions in response to the continued noncompliance of states with the orders of the Tribunal,[69] such sanctions have thus far not been implemented. Even more egregious instances of noncompliance with the Tribunal have been ignored by the international community. The Bosnian Serb President Biljana Plavic informed U.N. Secretary-General Kofi Annan in January 1997 that there would be no cooperation with the Tribunal within the Republika Srpska since matters being handled by the Tribunal did not fall within the jurisdiction of the Security Council. Despite the fact that such a statement flew in the face of the obligations agreed to by the Republika Srpska under the Framework Agreement[70] and the Bosnian Constitution, a spokesman for the Office of the High Representative indicated that Plavics lack of cooperation made no difference to matters such as the flow of reconstruction aid.[71] 2. Failure of Police ReformsHuman rights protection and the return of refugees and internally displaced persons also depend largely on police reform, which will remain little more than a pipe dream if the International Police Task Force (IPTF) fails to fulfill its mandate. The IPTF was established by Annex 11 of the Framework Agreement for the purpose of assisting, advising, monitoring and training local law enforcement personnel and advising governmental authorities, in order to facilitate the creation of a democratic police force in Bosnia and Hercegovina.[72] The IPTF receives its mandate from U.N. Security Council *** Top of Page 376 *** Resolution 1088, which authorizes the IPTF to conduct investigations into alleged police abuses and violations of human rights.[73] As a recent Human Rights Watch report details, however, many IPTF field monitors are not even aware that they possess the authority to conduct human rights investigations independent of the local police.[74] The IPTF leadership insists that the local police investigate such abuses (in essence, investigate themselves), limiting the IPTFs role to monitoring these investigations and intervening only in selected cases.[75] Few IPTF officers have any professional background in human rights investigations, and they often receive insufficient training from their home countries and the United Nations in fulfilling their expanded responsibilities under the human rights mandate.[76] 3. Failure to Arrest IndicteesThe IPTFs minimalist approach is shared by SFOR[77] in its self-styled mandate regarding the arrest of individuals indicted by the Tribunal. The War Criminal Watch website, created by the Coalition for International Justice, maintains a page entitled Whereabouts, where sightings of ICTY indictees are tracked and reported.[78] According to the site, a journalist spotted Gojko Jankovic, a Bosnian Serb indicted for crimes committed in Foca, at a Foca café where French IFOR soldiers were leaning against a nearby wall smoking cigarettes and paying no attention to Jankovic.[79] In October 1997, CBS News secretly videotaped another indictee from Foca, Janko Jan- *** Top of Page 377 *** jic, sitting on a café patio in Foca as French officers sat at an adjacent table.[80] In March of 1998, three indictees walked past and greeted Dragan Kunarac, another Tribunal indictee, while several SFOR soldiers sat nearby drinking coffee.[81] Former President of the Republika Srpska Krajina Milan Martic reportedly lives in Banja Luka within walking distance of the IPTF building and within five miles of 5000 British soldiers.[82] Radovan Stankovic, a Bosnian Serb also wanted for crimes in Foca, walked into an IPTF police station near Sarajevo in 1996, but IPTF did not recognize his name. He was later stopped by local police but fled and afterwards filed a complaint with the IPTF alleging that the Bosnian police fired shots at his car.[83] As of this writing, Jankovic, Janjic, Martic, and Stankovic remain at large. Since these incidents, the approach of NATO has changed somewhat. SFOR troops have been involved in operations to arrest Tribunal indictees.[84] Nonetheless, as recently as January 1998, NATO Secretary-General Javier Solana told the French press that it is not the task of SFOR to seek out Bosnian war criminals and arrest them. According to Solana, we arrest them when we find them and we will continue to do so. We must do things so as to avoid big risks. We must proceed intelligently.[85] Within the past year more disturbing reports have surfaced about SFOR, indicating that in addition to passive noncooperation with the work of the Tribunal in the apprehension of suspects, some SFOR soldiers have actually interfered in the arrest of indictees. According to a report in the Washington Post, American and other SFOR troops abruptly dropped plans to capture Bosnian Serb ex-president Radovan Karadzic in late summer 1997, after it was discovered that a senior French military officer had held clandestine meetings with Karadzic over a lengthy period in 1997.[86] U.S. officials reported they were convinced that details of the SFOR arrest plans might have *** Top of Page 378 *** been leaked directly to Karadzic by a French Army major named Herve Gourmillon, who had served as the French militarys principal liaison officer to the Serbs.[87] French SFOR troops are responsible for patrolling the town of Pale, where Karadzic has a home. Though Gourmillon was transferred back to Paris, he was never disciplined despite French promises to do so.[88] Such interference and noncooperation with arrests of Tribunal indictees seem to fly in the face of SFORs mandate under Chapter VII of the U.N. Charter. The involvement of these multinational forces in the work of the Tribunal is ultimately governed by Article 48 of the U.N. Charter, which requires member states to carry out the decisions of the Security Council through their action in the appropriate international agencies of which they are members.[89] While the mandate of these forces is to take such actions as required, including the use of necessary force, to ensure compliance with this Annex,[90] which includes cooperation with the Tribunal, these forces have claimed that their mandate does not include the arrest of Tribunal indictees.[91] Colonel John Burton, the Legal Counsel to the Chairman of the United States Joint Chiefs of Staff, stated in 1995 that although the U.S. viewed the arrest warrants as legally binding as a matter of state obligation, this obligation did not flow to the soldier, the platoon leader, or the commander in the field. According to Burton, it was within the discretion of the state as to how it would implement its obligation regarding the warrants.[92] In a memorandum of understanding between the Tribunal and NATO, however, IFOR had subsequently agreed to arrest indicted war criminals when coming into contact with them in carrying out its duties as defined by the Military Annex of the Peace Agreement.[93] Despite the lack of a pronounced mandate, over the past year SFOR troops have become far more proactive in their operations to capture Tribunal indictees. In July 1997, Milan Kovacevic was arrested and Simo Drljaca was killed by elite British troops serving in SFOR.[94] Both were the subjects of sealed indictments related to alleged acts of genocide against non-Serbs in *** Top of Page 379 *** the Prijedor municipality during 1992. Though the Bosnian Serbs reacted with small-scale acts of violence against international observers and troops, these threats failed to intimidate the international community leaders on the ground in Bosnia. In fact, the July 1997 actions set a precedent for further action by SFOR troops. In December 1997, Vlatko Kupreskic and Anto Furundzija were apprehended by Dutch SFOR forces in Vitez. Both were wanted by the Tribunal in connection with attacks on Bosnian Muslim civilians in the Lava Valley.[95] In January 1998, Goran Jelisic was apprehended by SFOR in Bijeljina by a multinational force that included U.S. troops. Jelisic was indicted for war crimes including genocide against Muslim and Croat detainees in Brcko in the summer of 1992.[96] Mladen Radic and Miroslav Kvocka, both wanted for atrocities committed in the Omarska camp, were apprehended by British forces near Prijedor in April of 1998. French and German troops arrested Milorad Krnojelac in June in connection with his tenure as a prison camp commander in Foca. On December 2, 1988, American and other SFOR troops arrested General Radislav Krstic in Bijeljina.[97] Krstic was second in command of the troops allegedly responsible for the massacre at Srebrenica. Krstics superiors, Ratko Mladic and Radovan Karadzic, remain at large.[98] In addition to increasing SFOR action, the international community has become more proactive in making use of the threat of sanctions to promote capture of Tribunal indictees. In October 1997, ten Bosnian Croat indictees were transferred to the Hague, including Dario Kordic, the wartime vice-president of the Croatian para-state of Herceg-Bosna.[99] Prompting the transfer was the United States threat to block a $30 million IMF loan to Croatia, which had been frozen since March, if the suspects were not delivered to the Hague.[100] III. THE ROAD AHEADAs recently as June 1998, High Representative Westendorp stated that Radovan Karadzic was so isolated within Bosnia that his arrest was unlikely to have an impact on the elections to be held in Bosnia in September. *** Top of Page 380 *** Westendorp was quoted by the French press as stating that Karadzics arrest, I think would have no effect, no real effect, on the elections . . . . On the contrary, once hes in The Hague, whats the need for voting for his old friends?[101] Nonetheless, the fact that Radovan Karadzic, and other Tribunal indictees, remain at large may have had a great effect on the September 1998 elections, just as it continues to affect implementation of the Framework Agreement. The continued presence of indictees in positions of power and influence symbolizes the failure on the part of the Parties to the Framework Agreement and the international community to fulfill their domestic and international obligations. This lack of resolve has placed a noticeable barrier in the path to reconciliation and peace in Bosnia. In the weeks leading up to the elections in Bosnia, diplomatic sources were quoted as stating that there was no need to risk lives to capture Karadzic because he was no longer an influential personality.[102] At the time, however, the election campaigns in Bosnia appeared to belie this assertion. For example, Karadzics picture was displayed at Serbian Democratic Party (SDS) rallies, despite a ban on images of Tribunal suspects.[103] Two weeks after such displays, Nikola Poplaen, a Karadzic supporter and a member of the Radical Party, the most nationalistic Serbian party in Bosnia, was announced the victor in the race for the Republika Srpska presidency. Poplaens connections to Karadzic and to nationalism are strong. He began his political career at the beginning of the Bosnian war, during which time he quickly entered the inner circle of Karadzic advisors and commanded a student brigade that fought in western Bosnia.[104] Since he was elected, Poplaen has shown no sign of abandoning these roots. In fact, U.S. News and World Report quotes Poplaen averring that Karadzic is a hero who defended the honor of the Serbs,[105] while the Scottish press cites Poplaens demand for a wall separating Serbs from Croats and Muslims.[106] *** Top of Page 381 *** Poplaens election did little to help already faltering state institutions in the Republika Srpska. Following his election, Poplaen repeatedly blocked efforts to form a government in the Srpska legislature, and attempted to remove moderate prime minister Milorad Dodik from office.[107] The election of nationalist hardline elements in the Croat-Muslim federation, has similarly impeded government institutions that are already near paralysis.[108] For example, on October 20, the opening session of the Republika Srpska parliament broke up after deputies of the various ethnic groups failed to agree on a speaker and Muslim and Croat deputies protested the use of Serbian Orthodox elements in the swearing-in ceremony.[109] The resurgence of radical nationalism in an environment where individuals suspected of atrocities and ethnic cleansing have been allowed to operate with immunity is no accident. War crimes of the magnitude seen in Bosnia are not isolated attacks perpetrated on individual victims. The systematized internment, rape, torture, and killing that became known as ethnic cleansing forged collective ethnic identities in hatred and violence. If those most responsible for atrocities are not penalized for their actions and removed from power, the culture of ethnic enmity will never be turned around and reconciliation will never be realized.[110] The effects of both this culture of mistrust and the continued influence of Tribunal suspects are seen most graphically in regions where indictees continue to operate. In July 1998, Human Rights Watch reported that the war crimes suspects in Foca who continue to hold positions of power have been responsible for the perpetual noncompliance with the provisions of the Framework Agreement, as well as for widespread human rights abuses in the postwar period.[111] There have been no refugee returns, no vetting of the police, and no freedom of movement or expression in Foca.[112] Officials in Foca who have tried to cooperate with the international community have been replaced with more nationalistic and isolationist elements.[113] Only two of the nine individuals indicted for the atrocities committed at Foca have been *** Top of Page 382 *** delivered to the Tribunal. Those who remain are free to continue on with their everyday lives, many in positions of power.[114] The influence still exerted by Tribunal indictees within their ethnic group is mirrored by a barely contained malice felt by members of other Bosnian ethnic constituencies. When this extant animosity transforms itself into vigilantism, it jeopardizes the path to lasting peace and rule of law in Bosnia. The recent case of the SFOR capture of Stevan Todorovic is a graphic example. Todorovic was indicted by the Tribunal for war crimes committed against Muslims and Croats in the town of Bosanski amac while he was police chief there in 1992.[115] He was apprehended by SFOR forces on September 27 but apparently had been delivered to SFOR in a badly beaten state.[116] The head of the SDS in Bosanski amac reported that Todorovic had been abducted from his home in Serbia by four masked Bosnians. He was transported by boat across the river to Bosnia and delivered to an SFOR base.[117] SFOR quickly denied sending troops to capture Todorovic; indeed, NATO has no mandate outside Bosnia.[118] Episodes such as this indicate that the road to peace and reconciliation remains a long one. Given the currently precarious state of inter-ethnic relations in the region, an abandonment of the obligations undertaken by the international community could mean a precipitous unraveling of both the Framework Agreement and the state forged by the creativity and resolve of the international community. IV. CONCLUSION: PROSPECTS WITHOUT JUSTICEThe increasingly active role SFOR has been forced to play reflects Bosnias continuing dependence on the international community to impose rule of law in the region. The return of the rule of law and ending impunity in Bosnia will not occur spontaneously; no number of dedicated lawyers and jurists, both in the Hague and in Sarajevo, can overcome political intransigence without domestic and international institutional support. The continuing presence of war criminals has fostered an environment of impunity and ethnic intimidation, both antithetical to the ideals of democracy and ethnic integration espoused in Dayton. War criminals directly obstruct the return of refugees and displaced persons, suppress internal dissent and ex- *** Top of Page 383 *** ploit fear to realize their goal of ethnically pure states.[119] While SFOR has made significant progress in fulfilling its mandate to arrest indictees, it cannot stop short of apprehending Radovan Karadzic and Ratko Mladic. A number of steps can be taken to increase the implementation of the Framework Agreement and its institutions. The recent U.S. proposal envisioning a $5 million reward for information leading to the capture and sentencing of those indicted by the Tribunal for war crimes is one such step in the right direction.[120] High Representative Carlos Westendorp has done much to win the respect of Bosnians, individuals and officials alike. He should use the OHRs mandate and its ever-growing influence and prestige to pressure the state and entity governments to comply with the Chambers decisions and to remove such egregious, yet unindicted, human rights offenders as Petko Cancar from office.[121] And as an American Marine stationed in Tuzla told the New York Times, If were ever going to implement the Dayton accords, we need to get SFOR more involved.[122] The judicial institutions themselves can contribute to improved implementation by reforming their procedures in order to better allocate scarce resources. For example, the Human Rights Chamber can create a class action-style procedure for the disposition of the numerous JNA cases that are currently clogging the system.[123] Only when these steps have been taken on all levels will the disparity between implementation in the courtroom and on the ground be bridged. [*] J.D. candidate,
Harvard Law School Class of 2000; B.A., University of Pennsylvania, 1994. Laura
Palmer worked as an intern in the Office of the Prosecutor of the International
Criminal Tribunal for the former Yugoslavia in the summer of 1998. Termination of conflict involves two distinct though inter-stimulating operations. The first operation is stopping a war. Belligerents put down their weapons. There is a cease-fire, a cesser le feu, a waffenstillstand. They stop hacking and firing at each other. They may separate physically. There is, however, an expectation, of varying probability, that the war may or will resume. This expectation is the distinguishing characteristic of a war that has only been stopped. The second distinct operation, making peace, involves permanently stopping the war by changing that critical expectation. Once that expectation has changed, perceptions of insiders and outsiders change as well. Hence, the breakdown of a cease fire and the resumption of a stopped war will excite considerably less legal dissonance than will the breakdown of a real peace treaty. Stopping a war is a useful, if not indispensable, step toward making peace, but it does not lead ineluctably to peace. Making peace is a separate operation, often applying many parts of the same armamentarium but in very different ways. W. Michael Reisman, Stopping Wars and Making Peace: Reflections on the Ideology and Practice of Conflict Termination in Contemporary World Politics, 6 Tul. J. Intl & Comp. L. 5, 16. [4]. The new state is
composed of two constituent entities, the Muslim-Croat Federation of Bosnia and
Herzegovina and the Republika Srpska. states shall comply without undue delay with any request for assistance or an order issued by a trial Chamber, including: (a) the identification and location of persons; (b) the taking of testimony and the production of evidence; (c) the service of documents; Tribunal Statute, supra note 9, art. 29. [11]. International
Criminal Tribunal for the Prosecution of Persons Responsible for Serious
Violations of International Humanitarian Law Committed in the Territory of the
Former Yugoslavia since 1991, Rules of Procedure and Evidence, Feb. 11, 1994,
as amended by IT/32/Rev. 13 (July 9 & 10, 1998) [hereinafter
Procedure and Evidence Rule]. monitoring, observing, and inspecting law enforcement activities and facilities, including associated judicial organizations, structures, and proceedings; advising law enforcement personnel and forces; training law enforcement personnel; facilitating, within the IPTFs mission of assistance, the Parties law enforcement activities; assessing threats to public order and advising on the capability of law enforcement agencies to deal with such threats; advising governmental authorities in Bosnia and Hercegovina on the organization of effective civilian law enforcement agencies; and assisting by accompanying the Parties law enforcement personnel as they carry out their responsibilities, as the IPTF deems appropriate. The accord also authorizes the IPTF to have access to any site, person, activity, proceeding, record or event in Bosnia and Hercegovina deemed by the IPTF to be necessary in carrying out its responsibilities. Framework Agreement, Annex 11, Article IIIIV. [73]. S.C. Res.
1088, U.N.SCOR, 3723d mtg., U.N. Doc. S/RES/1088 (1996). the primary threat to security is the continued corrosive political influence of indicted leaders like Karadzic. This influence manifests itself in the continued use of ethnic hysteria as a crude but effective instrument of political control, undermining attempts at refugee repatriation, inter-ethnic reconciliation, and consolidation of confederal government institutions in the fractured Bosnian state. Akhavan, supra note 71, at 73. [111]. See A
Closed Dark Place, supra note 42. |
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