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The Human Right to Development: Between Rhetoric and RealityStephen Marks[*] Developed nations have a duty not only to share our wealth, but also to encourage sources that produce wealth: economic freedom, political liberty, the rule of law and human rights.[1] States . . . have no obligation to provide guarantees for implementation of any purported right to development.[2] I. IntroductionThe right to development (RTD) has been part of the international debate on human rights for over thirty years[3] but has not yet entered the practical realm of development planning and implementation. States tend to express rhetorical support for this right but neglect its basic precepts in development practice. Paradoxically, the United States opposes or is reluctant to recognize development as an international human right, and yet the current administration has proposed to nearly double its development spending under a program that is strikingly similar to the international RTD model. The purpose of this Article is to explore this paradox and through it reflect on the obstacles to the realization of the RTD and its compatibility with U.S. foreign policy. Part I provides a brief historical sketch of the RTD. Part II examines the politics of the RTD, that is, the positions articulated in the diplomatic setting regarding the RTD in accordance with conflicting perceptions of national interests. Part III discusses U.S. objections to the RTD and Part IV examines the similarities and differences between the RTD and the Bush Administrations new Millennium Challenge Account (MCA). *** Top of Page 138 *** II. A Brief Historical Outline of the Right to DevelopmentIn the 1970s and 1980s the RTD was introduced as one of several rights belonging to a third generation of human rights.[4] According to this view, the first generation consisted of civil and political rights conceived as freedom from state abuse. The second generation consisted of economic, social, and cultural rights, claims made against exploiters and oppressors. The third generation consisted of solidarity rights belonging to peoples and covering global concerns like development, environment, humanitarian assistance, peace, communication, and common heritage. The cataloguing of human rights into such neat generations is appealing in its simplicity. A general priority has been given to guaranteeing individual freedoms in eighteenth- century revolutionary struggles of Europe and North America, to advancing social justice in nineteenth- and twentieth-century struggles against economic exploitation, and to assigning rights and obligations to the principal agents able to advance global public goods in the late twentieth century. However, this view is deceptive in its assumptions of both the temporal sequencing and qualitative nature of the normative propositions that have attained the status of international human rights. On closer scrutiny, the basic aspirations at the root of the claims of all three generations are not historically determined. People suffering repression and oppression have aspired to fair and equitable treatment for millennia. Liberation from slavery and colonialismbased on premises similar to those of the so-called third generation rightswas expressed in terms later reflected in human rights language. Religious freedom was a human rights concern well before the mid-twentieth-century separation of civil and political rights from economic, social, and cultural rights. Nevertheless, the formal articulation of the RTD in the form of texts using the human rights terminology is a phenomenon of the late twentieth century, beginning in the early 1970s.[5] The U.N. General Assembly proclaimed development as a human right in its 1986 Declaration on the Right to Development.[6] The United States cast the only negative vote; eight other countries abstained. The 1993 Vienna Declaration and Programme of Action called the RTD a universal and inalienable right and an integral part of fundamental hu- *** Top of Page 139 *** man rights.[7] The RTD has also been given prominence in the mandate of the High Commissioner for Human Rights,[8] and the General Assembly required the High Commissioner to establish a new branch whose primary responsibilities would include the promotion and protection of the right to development.[9] The right is regularly mentioned in declarations of international conferences and summits and in the annual resolutions of the General Assembly and the Commission on Human Rights. The United States, joined by several other Western countries, has been frustrated by what it perceives as the determination of countries in the Non-Aligned Movement (NAM) to force their interpretation of this right on what is essentially the group of donor states. The NAM countries, for their part, have a strong basis for decrying the failure of a half-century of decolonization and development cooperation to eliminate poverty and achieve the objectives of numerous development strategies. They take the position that developing countries continue to face difficulties in participating in the globalization process, and that many risk being marginalized and effectively excluded from its benefits.[10] They therefore stress the impact of international trade, access to technology, debt burden, and the like on the enjoyment of the RTD.[11] A breakthrough occurred on April 22, 1998, when the U.N. Commission on Human Rights adopted by consensus a resolution on the RTD,[12] recommending to the Economic and Social Council the establishment of a follow-up mechanism consisting of an open-ended working group (OEWG) and an Independent Expert. The purpose of the working group was to monitor and review the progress of the Independent Expert and report back to the Commission. The Independent Expert was to present to the working group at each of its sessions a study on the current state of progress in the implementation of the right to development as a basis for a focused discussion, taking into account, inter alia, the deliberations and suggestions of the working group.[13] Dr. Arjun Sengupta, a prominent Indian economist, was appointed Independent Expert and by 2004 had produced eight reports, while the OEWG had held five sessions. Thirty-two years have elapsed since the RTD was publicly proposed as a human right,[14] eighteen years since the General Assembly officially recognized this right in a Declaration,[15] eleven years since a consensus involving *** Top of Page 140 *** all governments was reached on the RTD,[16] and six years since the OEWG and the position of Independent Expert were established. A considerable body of commentary has appeared in support of the Declaration, mainly in legal and human rights publications,[17] including those by the Independent Expert,[18] but critical and skeptical views have also emerged in legal and political writings.[19] The Commission decided in 2003 to request its Sub-Commission on the Promotion and Protection of Human Rights: to prepare a concept document establishing options for the implementation of the right to development and their feasibility, inter alia an international legal standard of a binding nature, guidelines on the implementation of the right to development and principles for development partnership, based on the Declaration on the Right to Development, including issues which any such instrument might address.[20] Forty-seven countries voted in favor of the resolution; the United States, together with Australia and Japan, cast the only negative votes, and three countries abstained.[21] U.S. policy has been consistently negative on the RTD in the political setting of the Commission on Human Rights and the General Assembly. The current Administration, however, has developed its own program for financing development, which incorporates the essence of the RTD without acknowledging any connection (Part IV). *** Top of Page 141 *** III. U.S. Opposition to the Right to Development in PolicyA. The Politics of the Right to DevelopmentThe political discourse of the various working groups on the RTD and the Commission on Human Rights is often characterized by predictable posturing of political positions rather than practical dialogue on the implementation of the RTD. From the beginning, the concept of the RTD has been controversial. It emerged from the legitimate preoccupation of newly independent countries with problems of development and the dominance of East-West issues on the agenda of the Commission on Human Rights, marginalizing the concerns of the political South, except for racial discrimination, apartheid, and foreign occupation, which did receive special consideration. Efforts to use the U.N. to advance the idea of a New International Economic Order (NIEO) had emboldened Third World delegations. But the challenge to the prevailing order favoring Western industrialized countries generated a reaction that ranged from cautious support among Western European delegations to outright hostility for the idea of a human RTD from the United States and a few others. This politicization of the RTD discussion in the U.N. has been maintained throughout the various Working Groups and even during the period of the OEWG and the Independent Expert, established pursuant to resolution 1998/72. The political positions can be categorized roughly into four groups. One group, the most active members of the NAM in the Working Group, sometimes calling itself the Like-Minded Group (LMG) consists of Algeria, Bangladesh, Bhutan, China, Cuba, Egypt, India, Indonesia, Iran, Malaysia, Myanmar, Nepal, Pakistan, the Philippines, Sri Lanka, Sudan, and Vietnam.[22] Their interests are to use the RTD to reduce inequities of international trade, the negative impacts of globalization, differential access to technology, the crushing debt burden, and similar factors they see as detrimental to the enjoyment of human rights and development. In the same vein, they have supported the follow-up to the Durban Conference against Racism and the idea that the RTD involves obligations of the international community to create better conditions for development.[23] A second group consists of the more moderate developing countries that genuinely want to integrate human rights into their national policies and want to maintain a positive relationship with the donor community, the international development agencies, and financial institutions. A third group is made up of countries in transition and developed nations that tend to support the RTD as a vehicle to improve the dialogue between *** Top of Page 142 *** developed and developing countries and would like to see some progress made in implementing this right. This group, particularly the European Union, sometimes expresses skepticism and occasionally sees its role in the Commission as damage-limitation. They will go along with a resolution if nothing particularly objectionable is inserted or will abstain. The fourth group, in which the United States is almost always the key protagonist, votes against these resolutions. The other members of this group vary according to circumstances and have included Japan, Denmark, and Australia, along with smaller countries under the influence of the United States. Some recent voting may illustrate the politics of the RTD. In 2001 at the Commission on Human Rights, most European nations voted for the resolution on the RTD, although the United States and Japan voted against it and the United Kingdom, the Republic of Korea, and Canada abstained.[24] From the MarchApril session of the Commission to the SeptemberDecember session of the General Assembly, the voting had shifted and 123 voted in favor and four against (Denmark, Israel, Japan, and the United States), with forty-four abstentions.[25] Among the abstaining countries were the principal donors: Australia, Austria, Belgium, France, Germany, Norway, Sweden, and the U.K., who had agreed to the resolution in 2000.[26] At the Commission session in April 2002, when the United States was not a member, references to the Durban Conference Against Racism were retained, but the Commission was willing to endorse the conclusions adopted by consensus at the third session of the OEWG. The vote in the Commission was thirty-eight to none, with fifteen abstentions.[27] At its 57th session in December 2002, the General Assembly endorsed the conclusions of the OEWG by a vote of 133 in favor with four negative votes (United States, Australia, the Marshall Islands and Palau), and the abstention of forty-seven other countries.[28] The dramatic change at the General Assembly was due in part to the insistence on a reference to the Durban Conference Against Racism and, especially for the United States, to the insertion of language relating to the international political economy, which had not been agreed to in April. South Africa, presenting the draft on behalf of the NAM, said it forged new ground for the [Third] Committee as it was based on the agreed conclusions of the last session of the Working Group on the Right to Development.[29] However, the Australian representative expressed surprise that *** Top of Page 143 *** the main sponsors of a relevant text introduced a draft resolution to the Commission that went far beyond what had been agreed and voted against the resolution; the E.U. also felt it a pity that the text did not include language that had been agreed during the negotiations; Canada found the outcome disheartening and abstained; the United States voted against the draft, explaining that: [w]hile there was much in the draft that the United States would support, it would express profound disagreement to the inclusion of language on macroeconomic policy and globalization. Neither did the United States support adding to the mandate of the High Commissioner for Human Rights burdensome tasks related to development, which were already being considered by other United Nations agencies.[30] Within the context of this highly politicized issue, there are specific concerns of the United States, to which I will now turn. B. U.S. Objections to the Right to DevelopmentWhen the drafting group was established in 1981,[31] the U.S. government, under the Reagan Administration, made it clear to the other members that the RTD Declaration should not be used as a means of resuscitating NIEO. Nor would the United States allow the Declaration to create any entitlement to a transfer of resources; aid was a matter of sovereign decision of donor countries and could not be subject to binding rules under the guise of advancing every human beings RTD. That bargain was kept insofar as the Declaration of 1986 does not purport to establish any legally binding obligations and remains at the level of general principles. The United States, nevertheless, voted against it. The rejectionsor at best reluctant participation in a consensusseem to result from five concerns shared by each of the U.S. administrations. These concerns relate to the underlying political economy; the relation of the RTD to economic, social and cultural rights; conceptual confusion; conflicts of jurisdiction; and general resistance to international regulation. 1. Ideological Objections Based on Political EconomyEspecially under Republican administrations, but also under Democratic ones, the United States has expressed implicitly and at times openly the idea that the American experience is built on self-reliant, entrepreneurial efforts *** Top of Page 144 *** to create a great country out of the wilderness and that this hard-won success cannot be willed upon others through a Declaration. In 1981, when the drafting process began, Michel Novak, author of The Spirit of Democratic Capitalism and current director of social and political studies at the American Enterprise Institute, explained that in addressing this item, my delegation finds it useful to translate the phrase right to development into terms rooted in our own experience.[32] He went on to remind the Commission that: In 1881 . . . no one spoke of a right to development. But our nation had an opportunity to develop, perhaps even a responsibility to develop. Our people knew that a responsibility to develop was imposed on them by their own capabilities and blessings, and by their new ideas about political economy.[33] The U.S. delegation stressed the idea that development occurs thanks to economic liberties and private enterprise rather than a claimed right to development. Again, Novak told the Commission: in this Commission we have heard transnational corporations maligned. But no single institution has been so responsible for the great leap forward of economic development in this century as the private business corporation. The large business corporation is relatively new in history. The private independent transnational corporation is even newer.[34] In case there was any doubt that capitalism is the economic model and motor of development, he continued: we have heard distinguished delegates . . . speak of obscene profits. Are we to understand that losses are virtuous? Where there are no profits, there can be only losses or stagnation. But these are the exact opposite of development. Development itself is a form of profita reasonable return on investments made, a reasonable growth, and a reasonable surge forward. We recognize that both profits and losses can be judged by a rule of reason . . . on the whole, an economy without profit is an economy without development.[35] This view was picked up by the U.S. representative in the Working Group of Governmental Experts in 1987, who said it was more important to look *** Top of Page 145 *** at the tremendous contributions made by countries like the United States to the actual development of developing countries than to listen to rhetoric on the right to development from countries that had contributed nothing positive to assist developing nations.[36] About the only difference in nuance between Republican and Democratic administrations is that the former stress economic liberties as the motor for development while the latter attach importance to individual rights more generally as making development possible. Novak told the commission in 1981, Our road to development lay in trusting economic liberty first . . . .[37] Ambassador Nancy Rubin, a Clinton appointee, expressed the more general position that all freedoms are necessary for development. She told the Commission in 1999 that her delegation believed that it would be useful to focus the debate on the role of individual freedom in fostering development and the role that transparency, good governance and the effective rule of law played in promoting natural growth and prosperity.[38] Translating this perspective into a practical suggestion, she stated her hope that: the working group would make a thorough study of the close relationship between economic and social development, on the one hand, and respect for universally recognized human rights and fundamental freedoms, on the other. Comparing successful developing countries with less successful ones, in relation to their protection of human rights and the openness of their economic policies, would prove instructive for the working group.[39] Ambassador George Moose, also appointed under the Clinton Administration, told the Commission in 2000: There was a direct and demonstrable relationship between individual liberty and economic progress. Indeed, it was the protection of individual liberties which unleashed a peoples creative and entrepreneurial spirit. Governments had an overriding responsibility to their citizens, and genuine and sustainable development was fostered primarily by expanding individual human rights.[40] It may be presumed to be a sincerely held belief of the decision-makers in the U.S. government that the best path to development is through free enterprise domestically and free trade internationally. Although this perspec- *** Top of Page 146 *** tive has been frequently reiterated in the context of the debate on the RTD, the United States has not explicitly made the argument that the RTD is incompatible with this economic theory. Professor Philip Alston described that the Reagan Administration considered the RTD: as the antithesis of a large part of its foreign policy. In this view, the right to development is little more than a rhetorical exercise designed to enable the Eastern European countries to score points on disarmament and collective rights and to permit the third World to distort the issue of human rights by affirming the equal importance of economic, social and cultural rights with civil and political rights and by linking human rights in general to its utopian aspirations for a new international economic order.[41] In spite of NIEO receding into history and the Cold War being over for more than a decade, there is a residual ideological hostility to the RTD from the U.S. government. Occasionally, the U.S. delegation introduces the idea that the RTD is invoked as a pretext for developing countries to violate civil and political rights. Before the Declaration was adopted, the United States stated, We cannot accept the view that before civil and political rights can be fully accorded to a people, an ideal economic order must first be established.[42] In fact, the 1986 Declaration endorses this very position: in order to promote development, equal attention and urgent consideration should be given to the implementation, promotion and protection of civil, political, economic, social and cultural rights and that, accordingly, the promotion of, respect for and enjoyment of certain human rights and fundamental freedoms cannot justify the denial of other human rights and fundamental freedoms.[43] The Declaration further calls on states to eliminate obstacles to development resulting from failure to observe civil and political rights, as well as economic, social and cultural rights.[44] The Vienna Declaration and Programme of Action clearly reinforced the position that the lack of development may not be invoked to justify the abridgement of internationally recognized human rights.[45] This reaffirmation was acknowledged by Ambas- *** Top of Page 147 *** sador Rubin before the Commission in 1999.[46] The United States is correct to challenge other countries if they were to use the RTD as a pretext for violating any human rights. Joel Danies, appointed by the Bush Administration, explained the negative vote on the resolution as a whole in 2003 because it continued to present the concept that lack of development justi-fied the denial of internationally recognized human rights.[47] If such remarks are based on an interpretation of the 1986 Declaration as justifying such denial, they are inaccurate; if they reflect a criticism of erroneous interpretations of the RTD by certain delegations, then they may be on target. 2. Objections to the
Right to Development Based on the Relation Between
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RTD-DC and MCA Compared |
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Features of the Right to |
Features of the |
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Mutuality of obligations |
Developed nations have a duty . . . to share our wealth (Bush) |
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Callable funds through the |
Increase of ODA by $5B per |
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It would be useful to invoke the concept of a development compact once again in working out programs for implementing the right to development. (Sengupta)[93] |
This new compact for development breaks with the past by tying increased assistance to performance and creating new accountability for all nations. (Bush)[94] |
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Focus on health, education, and food |
Focus on health, education, and |
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Principles of transparency and |
Principle of good governance |
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Principles of equity,non-discrimination, participation |
Genuine partnership, open |
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Growth with equity and a rights-based approach |
Growth as part of the G-7 Agenda for Growth |
The United States certainly sees the value of the MCA as part of its national policy to reduce poverty but avoids acknowledging publicly any parallel to the RTD. A significant difference between the RTD-DC and the MCA is that the former foresees a multilateral funding mechanism while the latter is exclusively administered by the MCC, a U.S. entity. In fact, during the debate on the RTD at the Commission in 2003, the U.S. delegate used the MCA to justify its vote against the resolution. In a statement to the Working Group, the delegate said:
The United States does not dispute that there is an international component to development. As such, President Bush has announced plans for a Millennium Challenge Account or MCA. This mecha-
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nism will be used to fund development projects in nations that govern justly, invest in their people and encourage economic freedom. The MCA will reward nations that root out corruption, respect human rights and adhere to the rule of law. Sound economic policies unleash the enterprise and creativity that are at the heart of sustainable development.[96]
It is tempting to conclude that that the United States rejects the RTD in multilateral settings yet applies it as a matter of national policy without using the term. However, this is only partially true, for the reasons set out in the next section.
The premise of the MCAthat countries that govern well and invest in people merit increased ODAis a near perfect fit with the RTD-DC. However, the parallel should not be pushed too far. There are at least four sets of critical observations that can be made about the MCA from the RTD perspective.
First, U.S. rejection of the rhetoric of the RTD through negative votes on most resolutions of the Commission and the General Assembly and resistance to the mention of the RTD in Declarations of summits and conferences is not trivial. If the United States supports the basic idea of the RTD in practice, the other donor countries and potential recipient countries should expect its cooperation and support in the rhetorical affirmation of development as a human right. U.S. rhetorical support should not be resisted due to the fear that development would be considered an entitlement allowing any individual or government to sue the U.S. government for failure to meet the expectations of the 1986 Declaration. It is unnecessary to attach such a restrictive entitlement meaning to RTD. It is certainly to the credit of any country to hesitate before accepting a legal obligation because it intends to take seriously any and all obligations. However, there is little to fear from a non-binding declaration that articulates many fundamental positions of the U.S. government. U.S. unwillingness to join other nations in reaffirming this right and human rights more generally in the context of major conferences also contributes to resentment against the United States. U.S. negativism toward the RTD is thus a reason to avoid making too hasty a parallel between the RTD and the MCA.
Second, the sixteen specific indicators to be used to determine eligibility for MCA funding include very little on human rights as compared with the RTD-DC, which requires the realizationor at least non-retrogressionof all human rights. Under the MCA, a country must score above the median on half of the indicators in each of the three groups (six for ruling justly, four for investing in people and six for economic freedom), and score above the median on corruption regardless of ranking on the other criteria.[97]
The following table lists the indicators developed by government officials to ensure that the methods and data be transparent, publicly available, accurate, current, easy to understand, and cover as many countries as possible.[98]
[For technical reasons this table had to be placed in a separate file for the online edition]
The indicators that will be used to determine which countries meet the conditions to receive MCA support rely on a narrow selection of sources; however, some of them may appear biased ideologically. This critique does not apply to such reasonable indicators as the income threshold of $1,435 annual per capita and eligibility for concessional borrowing from the World Bank. It relates more to the use of the World Bank Institute and Freedom House as sole sources for the indicator of ruling justly and the World Bank (and WHO for immunization rate) for the indicator of investing in people. The sources for economic freedom are Institutional Investor, the IMF, the World Bank Institute, the World Bank and the Heritage Foundation. These institutions generally apply credible methods of data collection and analysis. However, Freedom House and the Heritage Foundation are clearly identified with the political right and tend to represent the neoliberal approach to economic issues. These sources are consistent with the known preferences of the Bush Administration. However, a program that is ex-
pected to be applied to a wide range of countries over a long period of time would be more credible if it drew on a more diverse set of sources. The Senate Foreign Relations Committee manifested some concern about this potential bias by expressing in its report on S. 1160 its intention that the selection be based on development needs and performance, and not on immediate political considerations.[99]
In addition, the State Departments own country reports on human rights are not listed as a source. This may be because Freedom House provides a ranking of countries on the basis of its calculation of political liberty whereas the State Department provides a more qualitative assessment. The exclusion of these government reports is all the more difficult to justify since they were created to be used for foreign assistance. It is less surprising that reports by Human Rights Watch and Amnesty International, two of the best-known human rights monitoring organizations, are not listed since they may be presumed to be too liberal for the current administration. Furthermore, the system of special procedures of the U.N., reports of special rapporteurs, observations of treaty monitoring bodies and international human rights tribunals are additional sources of relatively reliable information on the human rights performance of potential recipient countries.
The reliance on Freedom House may be presumed to be based on the fact that it produces a numerical ranking of countries. The use of this source as the sole performance indicator of human rights could mean that crucial decisions affecting billions of dollars and millions of lives will be based on the reduction of complex social and political systems to a single number or ranking.
There are also anomalies in the application of the current criteria. Due to the use of hurdles and median rather than aggregated ranking and to the relative inattention to human rights, some countries with poor human rights records, like China and Vietnam, could be in good standing to receive monies.[100] An Open Society Institute study of the MCA considers several indicators under the category of ruling justly as belonging in the category of economic freedom, such as corruption, rule of law and government effectiveness.[101] The MCA would also be much more relevant to the RTD if the category ruling justly were more explicit about human rights. In the current version of the Senate bill, the expression human rights does not appear a single time, although human and civil rights is mentioned once, on par with private property rights as an eligibility requirement of just and democratic governance.[102]
Under the category investing in people, the planners of the MCA might have gone beyond World Bank concepts and considered The Human Development Index, created by UNDP for its annual Human Development Report. This Index was designed to highlight the extent to which governments invest in people, with a focus on education and healthprecisely what the MCA is supposed to favor.
Third, the stress on economic freedoms, open markets, and policies that foster enterprise and entrepreneurship would appear to put at a disadvantage countries that engage in redistributive programs and seek improvements in the condition of vulnerable and marginalized groups through regulation of business and other policies based on equity, accountability, transparency and participation, all principles in the 1986 RTD Declaration. The MCA policy clearly favors growth rather than human rights. In his testimony to the House Financial Services Committee Subcommittee on Domestic Monetary Policy, Technology and Economic Growth, USAID Administrator Andrew Natsios, explained the background of the MCA, put simply, economic development assistance in poor countries works best when you are pursuing good policies that are conducive to growth.[103] In his remarks to the Senate Committee on Banking Housing and Urban Affairs, Treasury Secretary John Snow cited the MCA as part of U.S. support for the new G-7 Agenda for Growth, through which G-7 countries have committed to concrete structural reform actions to increase productivity, spur growth, and create jobs.[104] In this context he described the MCA as targeting assistance to countries that perform on pro-growth policies and delivering results for people.[105] Neither official mentioned human rights.
This perspective is reflected in conservative policy centers. In its research paper on the MCA, the Heritage Foundation explained the importance of economic freedom for the MCA in these terms:
Adherence to policies that promote economic freedom should be the most heavily weighted of the three broad criteria that countries must meet in order to qualify for MCA funding. Only economic freedom, which depends on the rule of law, leads to higher per capita income and the alleviation of poverty. While improvements
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in health and education are not prerequisites of economic development, they are its consequences.[106]
That report makes no mention of human rights.
Growth is, of course, not incompatible with the RTD. The Independent Expert has clearly made growth part of the concept of the RTD. He noted in his third report that we must include the growth of resources, such as GDP and technology, as an integral element in the vector of rights that constitute the right to development.[107] However, in his formulation, growth cannot be at the expense of equity: As considerations of equity and justice are primary determinants of the right to development, the whole structure of growth will have to be determined and reoriented by them.[108] He further clarifies the priority of equity over growth by saying if there is a trade-off, such that growth will be less than the feasible maximum, it will have to be accepted in order to satisfy the concern of equity.[109] Moreover, growth of resources must be realized in the manner in which all human rights are to be realized, that is, following the so-called rights-based approach. . . .[110] This is not the same understanding of growth in the G-7 Agenda for Growth or the MCA.
Fourth, the increase in ODA through the MCA should be viewed in relation to the wealth of the donor and to the other policies that influence the poverty of the recipient countries. While the MCA represents considerable sums, if and when they are expended, it is not reflective of the total picture of U.S. development assistance. The total ODA of the United States, the highest in absolute terms at $11.4 billion in 2002, represented only 0.11% of gross national income, down from 0.21% in 1990.[111] The doubling of ODA to be achieved by 2006 would merely restore it to the 1990 level. Moreover, the amount per capita of U.S. citizens is $39, down from $57, and only 15% of this total reaches the least developed countries.[112] Doubts have also been expressed that the full amount will be forthcoming. One observer noted:
The same yawning chasm between rhetoric and budgetary reality [as exists with respect to the Global Fund to Fight AIDS, Tuberculosis and Malaria] appears likely to swallow the Millennium Challenge Account. The Bush administration has requested a mere $1.3 billion in its 2004 budgetnot very encouraging given its promise to endow the account with $10 billion over three years. And, as these two programs wind their way through the appropriations process, most congressional observers assume theyll be shredded even further.[113]
The Financial Times reported:
Assuming the MCA gets up to full funding of Dollars 5bn a yearand campaigners expect it to get less for next year from Congress than the Dollars 1.3bn the administration wantedit is still likely to leave the U.S. at the bottom of the league table of rich countries overseas aid as a percentage of national income.[114]
These predictions were accurate, since the final MCA authorization for FY04 was only $1 billion. The concern for human rights and investment in people does not appear to guide other U.S. programs to finance development, whereas other countries apply international human rights standards to the full range of development-related decision-making, including but going beyond development assistance and cooperation. A recent example is Sweden, where a government bill submitted to parliament in May 2003 provides for an integrated policy for global development that includes not only ODA but also trade, agriculture, security, immigration using a human rights perspective and support for poverty reduction. It applies a country strategy process of five-year programs with partner countries using a questionnaire for democracy and human rights. The MCA is limited to the expenditures that the Millennium Challenge Corporation will handle. The United States does acknowledge, in the context of the MCA, official development assistance can never provide more than a small percentage of the resources that are needed for development. Countries that rule justly, invest in their people, and promote economic freedom will energize individual initiative, mobilize domestic capital, attract foreign investment, and expand markets.[115]
Another way of critiquing the MCA is to place it in the broader context of its commitment to global partnerships. The Commitment to Development Index (CDI) was created by the Center for Global Development and
Foreign Policy for that purpose. CDI not only compares the dollar amount provided in aid, but it factors in qualitative and quantitative features of policies that affect poor countries, including aid, trade barriers, the environment, investment, migration and peacekeeping.[116] The United States ranks with Japan at the bottom of that Index.
If the United States is serious about implementing the MCA, demonstrated by a significant increase of resources and perhaps partial commitment to supporting countries that integrate human rights into development, these actions may be more important than a rhetorical commitment to the RTD. Indeed, the key question is whether the rhetoric of the MCA is matched by the reality, or if it remains a mere rhetorical device used to cover aid policies that, in the end, do not further human rights in development.
The future of the RTD will depend on the extent to which governments are willing to address the political and practical obstacles to its implementation. The political obstacles appear in the tone and substance of the deliberations as well as the decisions of the Commission and General Assembly. It is up to those governments that take the RTD seriously to shift the discourse away from posturing and towards specific programs and mechanisms that will assist governments in meeting their obligations in this area. The most important obstacle to implementing the RTD is the practical one, because of the lack of incentives to modify the formal policies of the international agencies and national governments and to incorporate meaningful approaches to this right in the practice of development.
The United States appears to be an exception by offering a model for implementing the RTD at the country level, although it refuses to acknowledge the relevance of the RTD to the MCA. As shown above, the MCA has several key elements that correspond to the main ideas of the RTD-Development Compact. It would no doubt enrich the dialogue on the RTD if the MCA were offered for discussion as one countrys attempt to translate the RTD into policy and practice. Unfortunately, the U.S. Government has chosen not to pursue this route.
Instead, the United States potential contribution to render the RTD a reality for everyone becomes another example of U.S. exceptionalism and dislodges the United States even further from multilateral engagement and cooperation. The United States MCA policy is based on a homegrown approach to development assistance. The United States could use this policy to engage at an international level. Doing so, the United States could leverage other resources and become a welcome partner of countries that could benefit from and contribute to the RTD. In the end, however, it is likely
that the implementation of the MCA will follow the Washington consensus and link free markets and economic growth with political freedom, rather than the Vienna consensus on the RTD.
[*]
François-Xavier Bagnoud Professor of Health and Human Rights, Harvard
School of Public Health. The author is director of the François-Xavier
Bagnoud Center, where he also directs the Right to Development Project.
[1]. President George W. Bush, Remarks at the
International Conference on Financing for Development in Monterrey,
Mexico, available at http://www.un.org/ffd/statements/usaE.htm
(Mar. 22, 2002).
[2]. United States
Government, Statement at the U.N. Commission on Human Rights, 59th
Sess., Comment on the Working Group on the Right to Development (Feb. 10, 2003)
(transcript on file with the author).
[3].
See Philip Alston, Making Space for New Human Rights: The Case of the
Right to Development, 1 Harv. Hum. Rts. Y.B. 3, 20 (1988).
[4]. Stephen P. Marks, Emerging Human Rights:
A New Generation for the 1980s?, 33 Rutgers L. Rev. 435,
43552 (1981).
[5]. Various starting
dates have been proposed. For a significant starting date, see Judge
Kéba MBaye, Le Droit au Développement Comme un Droit de
LHomme [The Right to Development as a Human Right], Leçon
inaugurale de la Troisième Session denseignement de
lInstitut International des Droits de LHomme [Inaugural Address of
the Third Teaching Session of the International Institute of Human Rights]
(July 3, 1972), in 5 Revue des Droits de LHomme [Human Rights
Journal, 503 (1972).
[6]. U.N. GAOR, 41st
Sess., Supp. No. 53, at 183, U.N. Doc. A/RES/41/128 (1986). The Commission
referred to the RTD in resolutions before the General Assembly adopted the
Declaration. See, e.g., U.N. ESCOR, 33d Sess., Supp. No. 6, at
7475, U.N. Doc. E/CN.4/1257; U.N. ESCOR, 35th Sess., Supp. No 6, at 107,
U.N. Doc. E/CN.4/1347; U.N. ESCOR, 37th Sess., Supp. No 5, at 238, U.N. Doc.
E/CN.4/1475. See also Commission Resolutions 4 (XXXIII) of 21 February
1977; 4 (XXXV) of 2 March 1979; 36 (XXXVII) of 11 March 1981; 985/44 of 14
March 1985.
[7]. Vienna Declaration and
Programme of Action: Note By The Secretariat, World Conference on Human
Rights, Part I, ¶ 10, U.N. Doc. A/CONF.157/23 (1993) [hereinafter
Vienna Declaration].
[8]. G.A. Res.
48/141, U.N. GAOR, 48th Sess., Supp. No. 49, at 261, U.N. Doc. A/48/141
(1993).
[9]. G.A. Res. 50/214, U.N. GAOR,
50th Sess., Supp. No. 49, at 296, U.N. Doc. A/50/214 (1995).
[10]. G.A. Res. 56/150, U.N. GAOR, 56th Sess.,
Supp. No. 49, at 341, U.N. Doc. A/56/150 (2001).
[11]. Id.
[12]. Commission on Human Rights Res. 72, U.N.
ESCOR, 44th Sess., Supp. No. 3, at 229, U.N. Doc. E/CN.4/1998/177 (1998).
[13]. Id. at 233.
[14]. See supra note
5.
[15]. The Declaration on the Right to Development was adopted
by the General Assembly in its resolution 41/128 of 4 December 1986. See
G.A. Res. 41/128, U.N. GAOR, 41st Sess., Supp. No. 53, at 186, U.N. Doc.
A/41/53 (1986).
[16]. See Vienna
Declaration, supra note 7, at
¶¶ 10, 11, 72 and 73.
[17]. In
this abundant literature, the following are particularly useful: Alston,
supra note 3; Russell Barsh, The Right to Development as a Human
Right: Results of the Global Consultation, 13 Hum. Rts. Q. 322, 32238
n.3 (1991); N.J. Udombana, The Third World and the Right to Development:
Agenda for the Next Millennium, 22 Hum. Rts. Q. 753, 75387 (2000);
Upendra Baxi, The Development of the Right to Development, in
Mambrinos Helmet?: Human Rights for a Changing World, 22, 2232
(Har-Anand Publications 1994); Tatjana Ansbach et al., The Right to Development
in International Law (Subrata Roy Chowdhury et al. eds., Martinus Nijhoff
Publishers 1992); James C.N. Paul, The Human Right to Development: Its
Meaning and Importance, 25 J. Marshall L. Rev. 235, 23565 (1992);
Anne Orford, Globalization and the Right to Development,
in Peoples Rights 127, 12784 (Oxford U. Press 2001).
[18]. Arjun Sengupta, Realizing the Right
to Development, 31 Dev. and Change 3, 553 (2000); Arjun Sengupta, Right
to Development as a Human Right, Econ. & Pol. Wkly., July 7, 2001, at
2527; Arjun Sengupta, Theory and Practice on the Right to Development,
24 Hum. Rts. Q. 837 (2002); Arjun Sengupta, Implementing the Right to
Development, in Sustainable Development and Human Rights (Nico
Schrijver ed., 2002); Arjun Sengupta, Development Co-operation and the Right
to Development, in Human Rights and Criminal Justice for the
Downtrodden. Essays in Honour of Asbjørn Eide 371 (Morton Bergsmo ed.,
2003) [hereinafter Sengupta, Development Co-operation and the Right to
Development].
[19]. See, e.g.,
Jack Donnelly, In Search of the Unicorn: The Jurisprudence and Politics of
the Right to Development, 15 Cal. W. Intl L.J. 473 (1985).
[20]. Commission on Human Rights Res. 2003/83,
U.N. Doc. E/CN.4/RES/2003/83 (2003).
[21].
Id. (The three abstentions were Canada, Korea, and Sweden.)
[22]. List circulated by the Secretariat at
the Open-ended Working Group on the Right to Development (Feb. 10, 2003) (on
file with the author). In 2004, LMG ceased to exist and the group spoke though
the NAM representative (Malaysia).
[23].
These concerns are reflected in issues assigned to the Independent Expert.
See G.A. Res. 150, U.N. GAOR, 56th Sess., Supp. No. 49, at 341, U.N. Doc.
A/2890 (2001).
[24]. Commission on Human
Rights Res. 9, U.N. ESCOR, 57th Sess., at 68, U.N. Doc. E/CN.4/2001/167 (2001)
(adopted by a vote of 48 to 2, with 3 abstentions).
[25]. G.A. Res. 150, U.N. GAOR, 56th Sess.,
Supp. No. 49, at 341, U.N. Doc. A/2890 (2001) (adopted on Dec. 19, 2001).
[26]. GA Res. 55, U.N. GAOR, 55th Sess., Supp.
No. 49, at 405, U.N. doc. A/55/49, vol. 1 (2000).
[27]. Commission on Human Rights Res. 69, U.N.
ESCOR, Supp. No. 3, at 292, U.N. doc. E/CN.4/2002/200, Part I (2002).
[28]. G.A. Res. 556, U.N. GAOR, 57th Sess.,
Supp. No. 49, U.N. doc. A/57/49 (2002) (adopted on Dec. 18, 2002, by a vote of
133 to 4, with 47 abstentions).
[29].
Press Release, U.N. GAOR, 57th Sess., 52d mtg., U.N. Doc. GA/SHC/3726 (2002),
available at http://www.un.org/News/Press/docs/2002/gashc3726.doc.htm
(last visited Feb. 9, 2004).
[30]. Press
Release, U.N. GAOR, 57th Sess., 57th mtg., U.N. Doc. GA/SHC/3729 (2002),
available at
http://www.un.org/News/Press/docs/2002/GASHC3729.doc.htm
(last visited Feb. 9, 2004).
[31].
Commission on Human Rights Res. 36, U.N. ESCOR, 37th Sess., Supp. No. 5, at
237, U.N. Doc. E/CN.4/1475 (1981).
[32].
Statement by Dr. Michael Novak, U.S. Representative to the U.N. Human Rights
Commission, C.H.R. Res. 36, U.N. ESCOR, 37th Sess., Supp. No. 5, at 237, U.N.
Doc. E/CN.4/1475 (1981) (text of statement on file with author) [hereinafter
Novak Statement].
[33]. Id.
[34]. Id.
[35]. Id.
[36]. Statement by the U.S. Representative,
in Report of the Working Group of Governmental Experts on the Right to
Development, U.N. ESCOR, 43d Sess., Annex II, Agenda Item 8, at 1112,
U.N. Doc. E/CH.4/1987.10 (1987), quoted in Alston, supra note
3, at 22.
[37]. Id.
[38]. Statement by the U.S. Representative to
the Commission on Human Rights, U.N. ESCOR, 55th Sess. ¶ 82, U.N. Doc.
E/CN.4/1999/SR.59 (1999).
[39]. Id.
¶ 81.
[40]. U.N. ESCOR, 56th Sess.,
10th mtg. ¶ 38, U.N. Doc. E/CN.4/2000/SR.10 (2000).
[41]. Alston, supra note
3, at 22.
[42]. Novak Statement, supra note
32.
[43]. G.A. Res. 128, U.N. GAOR, 41st Sess., Supp. No. 53, at
186, U.N. Doc. A/41/53 (1986). This idea is further developed in Art. 6,
¶ 2 of the resolution, which stipulates that equal attention and
urgent consideration should be given to the implementation, promotion and
protection of civil, political, economic, social and cultural rights.
[44]. Id. at Art. 6, ¶ 3.
[45]. Vienna Declaration, supra
note 7, at ¶ 10.
[46]. U.N. ESCOR, 55th Sess., 10th mtg. ¶
17, U.N. Doc. E/CN.4/1999/SR.10 (1999).
[47]. Statement by Joel Danies, U.S. Representative to the
U.N. Human Rights Commission, Summary Record of the 63d Meeting, 59th Sess., at
5, ¶ 15, U.N. Doc. E/CN.4/2003/SR.63 (2003) [hereinafter Danies
Statement].
[48]. United States
Government, Statement at the U.N. Commission on Human Rights, supra
note 2.
[49]. Report of the Independent Expert on
the Right to Development, U.N. GAOR, 55th Sess., at 11, ¶ 38, U.N.
Doc. A/55/306 (2000).
[50]. Statement by
Nancy Rubin, U.S. Delegate to the U.N. Human Rights Commission, Comment on the
Working Group on the Right to Development, 54th Sess., (Apr. 27, 1998)
(transcript on file with the author).
[51]. Statement by Joel Danies, U.S. Representative to the
U.N. Human Rights Commission, Comment on the Working Group on the Right to
Development, 59th Sess. (2003), available at http://www.humanrights-usa.net/statements/0425RtoD.htm
(last visited Feb. 16, 2003).
[52].
Id.
[53]. Commission on Human
Rights, 54th Sess., 58th mtg. at 4, ¶ 10, U.N. Doc. E/CN.4/1998/SR.58
(1998).
[54]. Fifth Report of the
Independent Expert on the Right to Development, Mr. Arjun Sengupta,
Submitted in Accordance with Commission Resolution 2002/69, at 5,
¶ 6, U.N. Doc. E/CN.4/2002/WG.18/6 (2002).
[55]. United States Government,
Statement at the U.N. Commission on Human Rights, supra note
2.
[56]. Danies Statement, supra note
47, at 3, ¶ 5.
[57]. Economic and Social Council Official
Records, U.N. Commission on Human Rights, 59th Sess., Supp. No. 3, at U.N.
Doc. E/2003/23/E/CN.4/2003/135 (2003), available at
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[58]. Danies Statement, supra note
47, at 5, ¶ 15.
[59]. Vienna Declaration, supra
note 7, at ¶ 10.
[60]. Statement by Nancy Rubin, supra
note 50.
[61]. Commission on Human Rights, 56th Sess.,
10th mtg. at 6, ¶ 31, U.N. Doc. E/CN.4/2000/SR.10 (2000).
[62]. Statement by Nancy Rubin, supra
note 50, at 4, ¶ 9.
[63]. Fifth Report of the Independent
Expert, supra note 54, at 10,
¶¶ 1824.
[64]. OECD,
Strategies for Sustainable Development: Practical Guidance for Development
Co-operation, DCD/DAC (2001) 9, Mar. 21, 2001, at 8.
[65]. Francoise Moreau, The Cotonou
AgreementNew Orientations, in The ACP-EU Courier: Special
Issue on the Cotonou Agreement, Sept. 2000, at 6, 78.
[66]. Ambassador Tassos Kriekoukis, Head of
the Delegation of Greece on Behalf of the European Union, Statement at the
Commission on Human Rights, 59th Sess., Item 7: The Right to Development (Mar.
25, 2003) (text on file with the author).
[67]. See Sengupta, Development Co-operation and
the Right to Development, supra note 18, at 38587.
[68]. G.A. Res. 55/2, U.N. GAOR, 55th Sess.,
8th plen. mtg., Agenda Item 60(b), ¶ 11, U.N. Doc. A/RES/55/2 (2000).
[69]. Implementation of the United Nations
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A/57/270 (2002).
[70]. Id.
[71]. U.N. Development Programme, Human
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http://www.undp.org/hdr2003/pdf/hdr03_complete.pdf
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[72]. Id.
at viii.
[73]. Report of the World
Summit on Sustainable Development, Res. 1, Annex: Johannesburg Declaration
on Sustainable Development, at 1, ¶ 2, U.N. Doc. A/CONF.199/20 (2002).
[74]. Report of the World Summit on
Sustainable Development, Res. 2, Annex: Plan of Implementation of the World
Summit on Sustainable Development, at 9, ¶ 5, U.N. Doc. A/CONF.199/20
(2002).
[75]. Id. at 44, ¶
62(a).
[76]. Id. at 64, ¶
138.
[77]. G.A. Res. 223, U.N. GAOR, 57th
Sess., at 432, ¶ 6, U.N. Doc. A/RES/57/223 (2002) (adopted Dec. 18,
2002, by a vote of 133 to 4, with 47 abstentions).
[78]. G.A. Res. 141, U.N. GAOR, 48th Sess.,
Supp. No. 49, at 262, U.N. Doc. A/48/49 (1993).
[79]. See, e.g., Danies Statement,
supra note 47, at 5, ¶
15.
[80]. Preliminary Study of the
Independent Expert on the Right to Development, Mr. Arjun Sengupta, on the
Impact of International Economic and Financial Issues on the Enjoyment of Human
Rights, Submitted in Accordance with Commission Resolutions 2001/9 and
2002/69, ¶ 39, U.N. Doc. E/CN.4/2003/WG.18/2 (2002).
[81]. President Thabo Mbeki, Address at the
International Conference on Financing for Development, available
at http://www.un.org/ffd/statements/southafricaE.htm
(Mar. 21, 2002).
[82]. President George W.
Bush, Remarks at the International Conference on Financing for Development,
available at http://www.un.org/ffd/statements/usaE.htm
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[83]. Id.
[84]. Press Release, USAID, Millennium
Challenge Account Update Fact Sheet, available at
http://www.usaid.gov/press/releases/2002/fs_mca.html
(June 3, 2002).
[85]. Steve Radelet,
Will the Millennium Challenge Account Be Different?, Wash. Q., Spring
2003, at 171.
[86]. See
http://.. See also The Launching of the
Millennium Challenge Account, Alan P. Larson, Under Secretary for Economic,
Business and Agricultural Affairs, Department of State, Foreign Press Centhttp://fpc.state.gov/28839.htm
available at http://fpc.state.gov/28839.htm (Feb. 3, 2004).
[87]. Fifth Report of the Independent
Expert, supra note 54, at
¶ 14(c).
[88]. Fourth Report of
the Independent Expert on the Right to Development, Mr. Arjun Sengupta,
Submitted in Accordance with Commission Resolution 2001/9, ¶ 55, U.N.
Doc. E/CN.4/2002/WG.18/2 (2001).
[89].
Id. ¶ 55 n.20.
[90]. The four
elements of RTD-DC are a rights-based development program, poverty reduction
and social indicator targets, development compacts, and a monitoring mechanism.
See Preliminary Study of the Independent Expert, supra note
80, at Box 1.
[91]. Report of the International
Conference on Financing for Development, Monterrey, Mexico, March 1822,
2002, International Conference on Financing for Development, at 3, U.N.
Doc. A/CONF.198/11 (2002).
[92].
Id.
[93]. Arjun Sengupta, On the
Theory and Practice of the Right to Development, 24 Hum. Rts. Q. 837, 881
(2002).
[94]. Press Release, President
George W. Bush, Message to the Congress of the United States, available
at
http://www.whitehouse.gov/news/releases/2003/02/20030205-4.html
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[95]. Background Paper:
Implementing the Millennium Challenge Account (Feb. 5, 2003), available
at
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[96]. United States Government,
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2.
[97]. Radelet, supra note
85, at 17576.
[98]. Larry Nowels, The Millennium
Challenge Account: Congressional Consideration of a New Foreign Aid
Initiative, CRS Report for Congress (Cong. Research Serv.), Aug. 26, 2003,
at CRS-10.
[99]. Id. at
CRS-12.
[100]. Id. at
CRS-15.
[101]. Thomas Palley, Open
Society Institute, The Millennium Challenge Accounts: Elevating the
Significance of Democracy as a Qualifying Criterion (2003), cited in
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CRS-16.
[102]. Millennium Challenge Act
of 2003, S. 1160, 108th Cong. § 104(a)(1)(B) and (C) (1st Sess. 2003).
[103]. Millennium Challenge Account:
Hearing Before the Subcomm. on Domestic Monetary Policy, Tech., and Econ.
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of Andrew Natsios, Administrator, U.S. Agency for International
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[104]. Exchange Rate
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Secretary, U.S. Dept. of Treasury).
[105]. Id.
[106]. Paolo Pasicolan & Sara J. Fitzgerald, The
Millennium Challenge Account, Backgrounder #1602, available at
http://www.heritage.org/Research/TradeandForeignAid/bg1602.cfm
(Oct. 18, 2002). See also Paolo Pasicolan, Keeping the
Millennium Challenge Account Focused on Promoting Growth and Prosperity,
Executive Memorandum #880, available at
http://www.heritage.org/Research/TradeandForeignAid/
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[107].
Third Report of the Independent Expert on the Right to Development, Mr.
Arjun Sengupta, Submitted in Accordance with Commission Resolution 2000/5,
U.N. ESCOR, 57th Sess., ¶ 14, U.N. Doc. E/CN.4/2001/WG.18/2 (2001).
[108]. Fourth Report of the Independent
Expert, supra note 88, at
¶ 12.
[109]. Id. at ¶
13.
[110]. Id. at ¶ 11.
[111]. U.N. Development Programme, Human
Development Report 290, Table 15 (2003).
[112]. Id.
[113]. Alan Beattie, Marshall Plan Success Echoes Across
Time: Comparisons Are Being Made Between Powell and His Predecessor Who Helped
Reconstruct Postwar Europe, Fin. Times, USA Ed. 2, Nov. 12, 2003, §
The Americas, at 2.
[114]. Id.
[115]. Nowels, supra note
98.
[116]. U.N. Development Programme, Human Development Report
161, Box 8.10 (2003).
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