![]() |
![]() |
Humanitarian Action Under Attack: Reflections on the Iraq WarNicolas de Torrente[*] On October 27, 2003, suicide bombers slammed an ambulance packed with explosives into the compound of the International Committee of the Red Cross (ICRC) in Baghdad, killing eighteen civilian bystanders and wounding dozens more.[1] Coming just two months after the bombing of the U.N. headquarters in Baghdad that claimed the lives of twenty-three people, including Special Representative of the Secretary-General Sergio Vieira de Mello, the attack on the ICRC sent shockwaves through the aid community.[2] There was no mistaking the intentions of the bombers; the attack was a deliberate and targeted assault on civilians and aid workers, a blatant war crime.[3] Most startling was the choice of the ICRC as the target of attack. Not only is the ICRC the preeminent humanitarian organization with a specific mandate based in international humanitarian law (IHL), but it, unlike most aid agencies, also has a long history of providing assistance in Iraq. The ICRC provided aid and cared for prisoners of war during the Iran-Iraq war and remained in Iraq throughout both the tumult of the 1990s and the U.S. war with Iraq in 2003.[4] After the bombing, aid organizations had to wonder if the ICRC, with its strong record of principled humanitarian action, was not immune to attack, what organization was? For many aid organizations, the attack on the ICRC jeopardized the possibility of keeping international staff in Iraq, particularly in the central part of the country where hostilities between the U.S. occupation force and insurgents were the most intense. Many organizations withdrew entirely from *** Top of Page 2 *** the country while others, like Médecins Sans Frontières/Doctors without Borders (MSF), scaled back their programs and temporarily withdrew international staff.[5] The nature of the attacks on the United Nations and the ICRC raised a series of fundamental questions for aid organizations. In contexts like Iraq and Afghanistan, where the United States and other Western powers assertively project their military power in support of ambitious political goals, is there still a space to provide humanitarian aid directly to the population? Are aid organizations irrevocably intertwined with the U.S. and Western agenda in the minds of violent opponents and, even more alarmingly, of the local population? Are the fundamental principles that have typically characterized and guided humanitarian action, in particular impartiality, neutrality, and independence, still valid in such crises? Do aid organizations have choices left other than to seek armed protection and to work in full cooperation with Western military and political forces or to simply retreat? While security risks immediately captured the attention of aid organizations, they are only one symptom of a much larger problem faced by humanitarian action in Iraq. A striking characteristic of the Iraq war and its aftermath is that at junctures when Iraqis have most needed humanitarian assistance, it has been both very difficult and dangerous for humanitarian organizations to provide it. At the height of the U.S. bombing and ground offensive, for example, Iraqi medical services were essentially left to fend for themselves in treating thousands of war-wounded patients in Baghdad and other besieged cities.[6] Immediately after the fall of Saddam Husseins regime, emergency relief efforts were paralyzed as basic services collapsed due to looting, political upheaval, and, in hospitals, administrative chaos.[7] And now, months later, aid workers have become targets of attack, regardless of whether they work closely with the Coalition Provisional Authority.[8] The fundamental aim of humanitarian action, to ensure that non-combatants are spared from undue violence and receive necessary and adequate assistance, is never easy to achieve during war. But why was the ability of humanitarian organizations to reach out independently and help victims, when and where they needed it the most, so limited and so compromised in Iraq? The most immediate explanations highlight the most critical responsibilities. Saddam Husseins government severely restricted humanitarian aid *** Top of Page 3 *** operations in violation of IHL, and violent opponents of the U.S. occupation are now deliberately attacking aid workers and civilians. Responsibility for the obstacles to humanitarian action, however, does not fall entirely on the former government or the insurgents. The manner in which the U.S.-led coalition made the minimization of harm and the provision of relief for Iraqis an integral part of its political and military agenda contributed significantly to the hostility towards humanitarian action and those who deliver it. Aid organizations themselves contributed to the perception that their assistance is an extension of the hearts and minds efforts of the United States by not clearly distancing themselves from the United States as a belligerent. Humanitarian organizations do not have or claim to have a monopoly on assistance. On the contrary, the provision of essential services to the Iraqi people is the responsibility of the political authority in charge, currently the United States as the Occupying Power. To carry out its reconstruction responsibilities, the United States may partner with civilian relief agencies and private contractors. In contrast, humanitarian organizations become relevant and are directed to take action when civilians suffer unduly as a result of political failure, conflict, and crisis. In Iraq, however, the U.S. government failed to preserve space for the politically independent and principled role of humanitarian organizations. Instead, the United States sought to bring humanitarian aid efforts under its control and claimed that all assistance supports its cause. For example, Secretary of State Colin Powell implied that the presence of nongovernmental organizations (NGOs) in Iraq is of strategic value for the United States when he declared, following the attack on the ICRC, that if NGOs left Iraq, it would be a victory for the terrorists.[9] The U.S. efforts to associate assistance with its political objectives have jeopardized the ability of humanitarian organizations to distinguish themselves from all parties and to provide aid based solely on need during times of crisis. This Article aims to describe how the U.S.-led coalition contributed to humanitarian action becoming thoroughly and intensely politicized before (Part II), during (Part III), and after the war between the United States and the Saddam Hussein government (Part IV). In addition, implications of the cooptation of humanitarian action during the Iraq crisis for other international crises are examined in light of the ongoing drive to increase the coherence between political objectives and humanitarian action (Part V). Before discussing the issues surrounding humanitarian action in Iraq, a brief conceptual discussion of the ambition, principles, and limits of humanitarian action is presented (Part I). *** Top of Page 4 *** I. Humanitarian Action: A Brief Overview of the Fundamental Principles and Their LimitsThe concept that even wars have rules emerged from the battlefields of the late nineteenth century.[10] It was not until after the Second World War, however, that international political consensus cemented around the concept that non-combatants should be spared from the excesses of war by placing limits on the means and methods of warfare and by ensuring the delivery of life-saving assistance during wartime. The Geneva Conventions of 1949 place primary legal obligations on warring parties, but also legitimize the role of impartial humanitarian organizations, such as the ICRC, in promoting the protection of, and providing relief assistance to, non-combatants.[11] Humanitarian actors regularly face the dilemma that the immediate objectives of warring parties clash with their stated commitment to IHL. This contradiction arises most acutely when, as is so often the case today, wars are fought over, rather than around, civilians. While IHL seeks to remove non-combatants from the equation, warring parties are increasingly placing them at its center. The fundamental principles of humanitarian action, based on the Geneva Conventions, recognize this tension and seek to overcome it. The most important principles of humanitarian action are humanity, which posits the conviction that all people have equal dignity by virtue of their membership in humanity, impartiality, which directs that assistance is provided based solely on need, without discrimination among recipients, neutrality, which stipulates that humanitarian organizations must refrain from taking part in hostilities or taking actions that advantage one side of the conflict over another, and independence, which is necessary to ensure that humanitarian action only serves the interests of war victims, and not political, religious, or other agendas.[12] *** Top of Page 5 *** These fundamental principles serve two essential purposes. They embody humanitarian actions single-minded purpose of alleviating suffering, unconditionally and without any ulterior motive. They also serve as operational tools that help in obtaining both the consent of belligerents and the trust of communities for the presence and activities of humanitarian organizations, particularly in highly volatile contexts. While humanitarian action itself is not a political project, assisting the neediest and most vulnerable in conflict is a politically charged act. The key humanitarian principles embody the (ever fragile) political agreement among belligerents about the conditions for humanitarian activity in the midst of crisis. Humanitarian action is a pragmatic, action-oriented endeavor, not a philosophical one, and its principles should not be understood as sacrosanct strait-jackets. Wars are complex and evolving, and they repeatedly pose ethical and practical challenges to humanitarian organizations. As a result, differing views abound on the particular weight and proper interpretation of the principles. In recent years, for example, the meaning of the principle of neutrality has been hotly debated. Some critics have argued that neutrality implies passivity or indifference to suffering, while others contend that neutrality entails a misguided evenhandedness and a failure to recognize differences, mainly judged on a moral basis, among warring parties.[13] Most practitioners of humanitarian action, however, understand neutrality to signify neither taking sides politically nor actively participating in a conflict.[14] Accordingly, for MSF, it is in keeping with the principle of neutrality to allocate aid to victims only on one side of a conflict if justified on the basis of needs, or to refuse to deploy aid operations on one side of a conflict if conditions there prevent aid from reaching and helping victims. Using IHL as a reference, MSF also believes that neutrality supports denouncing abuses committed by any belligerent with the aim of improving the protection and assistance afforded to victims. Neutrality does not mean that the impact of humanitarian action will be neutral in the way that a neutral compound, when inserted into an ongoing chemical reaction, does not affect it. Humanitarian organizations actively seek to alleviate suffering, and their actions and statements necessarily have an impact on the political dynamics of a conflict. Furthermore, no matter how the fundamental principles of humanitarian action are interpreted, applying them to a situation does not ensure infallible results. Securing access to the victims of conflict is often problematic and tenuous. Vast parts of many war zones around the world are off-limits either *** Top of Page 6 *** because fighting is too intense or because the warring parties do not tolerate or facilitate the presence of humanitarian organizations. When a particular warring party perceives that the delivery of aid or the condemnation of abuse undermines its cause, this may trigger hostility and rejection, even when organizations strive to remain impartial, independent, and neutral. In a wide variety of contexts, aid workers have been threatened, kidnapped, assaulted, injured, and killed.[15] However, the experience of MSF, similar to that of many organizations, has been that establishing transparent relationships with local authorities and communities based on an unambiguous humanitarian identity and supporting that relationship with effective delivery of assistancethe so-called acceptance approachis the most reliable means of minimizing safety risks.[16] Although security concerns remain among the most prominent operational constraints, the fact that aid workers have been deployed to active war zones in increasing numbers during the past decade underscores the feasibility of principled humanitarian action. Clearly, there are limits to the application of the fundamental principles guiding humanitarian action; but, there is a considerable difference between recognizing these limits and jettisoning the principles altogether. Whenever principles are abandoned in the name of heightened effectiveness or on the basis of a moral choice, what is lost must be considered along with what is won. This Article argues that the costs of fundamentally compromising the guiding principles of humanitarian action through politicization, as occurred in Iraq, are significant. II. Before the War: The Integration of Politics and Humanitarian ActionThe intense politicization of humanitarian action in Iraq started well before the U.S.-led coalition launched its military attack in March 2003. In the tense months prior to the war, both proponents and opponents of military action utilized the wars likely impact on the civilian population as an element of support for their respective points of view. The fate of the Iraqi people in the impending confrontation emerged as a key issue in the battle for public opinion about the wars legitimacy.[17] As a result of this focus on the potential human impact of the war, humanitarian emergency preparedness efforts were greatly affected by the political agenda, and the credibility *** Top of Page 7 *** and identity of humanitarian actors were weakened and compromised before the conflict began. A. The U.S. Government Makes Assistance Part of Its War PlanFor months before the initial attack, President George W. Bush declared that concerns about the welfare of the Iraqi population were central to the decision to overthrow Saddam Hussein and integral to the way that war would be waged.[18] Humanitarian concerns writ largeupholding human rights and promoting freedom and democracywere evoked to justify the war, adding urgency to the security threats emanating from the purported Iraqi build-up of weapons of mass destruction and support for terrorism.[19] President Bush painted a picture of the war that included precision bombs that would minimize the number of civilian casualties, and American soldiers who would liberate and bring food and medicine to a population living in grim conditions under Saddam Husseins rule.[20] Anticipating and preparing for calamity are critical components of humanitarian work, and the looming conflict in Iraq warranted an emergency preparedness effort by aid organizations. Politics intervened with these efforts, however, and differences in opinion about the war stymied preparations for the potential humanitarian crisis in Iraq. European governments, reluctant to accept the inevitability of the U.S. attack, were loath to appear to be sanctioning the war by providing funding to organizations in order to address its likely consequences.[21] In the United States, a reverse logic with *** Top of Page 8 *** similar consequences, was at play. Viewing humanitarian assistance as an integral part of its war plan, the U.S. government included funding provisions for aid within the war budget; but the budget was not presented for Congressional approval until March 25, six days after the United States launched its initial attack.[22] Before that time, over $100 million from other programs and crises were scrubbed to provide for Iraq preparations, but no fresh funding was actually made available until after the war had started.[23] The inclusion of humanitarian aid funding within the U.S. war budget is only one indication of the leadership role played by the U.S. military in what many viewed as secretive preparations for assistance.[24] The creation of the Office of Reconstruction and Humanitarian Assistance (ORHA) within the Pentagon on January 20 was a further sign of the militarys dominance in the governments plans for aid delivery.[25] Led by retired General Jay Garner, ORHA brought military personnel alongside staff from civilian agencies such as the State Department, the United States Agency for International Development (USAID), and the Office of U.S. Foreign Disaster Assistance (OFDA). The government justified the creation of ORHA and the Pentagons leadership over its aid efforts by emphasizing both logistical and operational effectiveness.[26] The government argued that direct coordination between assistance efforts and the military command in charge of the overall campaign was critical for success.[27] The U.S. government outlined its planned aid effort for Iraq in the case of war and conquest on February 24, less than one month before the war began.[28] Consistent with President Bushs general declarations, the premise of the U.S. approach was that military operations would be designed to minimize civilian casualties and to limit damage to infrastructure, thereby limiting the need for assistance.[29] The military was not expected to take a lead role in the delivery of aid, but would support the work of civilian agencies.[30] The government planned to field teams of expert government civilian personnel called Disaster Assistance Response Teams (DARTs) to work along- *** Top of Page 9 *** side the military in newly secured areas.[31] DARTs would assess the situation and quickly disburse grants to NGOs and other agencies to implement programs.[32] U.N. agencies, particularly those with a long history in Iraq under the Oil for Food Program such as the World Food Programme (WFP) and UNICEF, were expected to quickly resume their activities under a U.S.-led occupation.[33] In essence, the U.S. government announced that its hearts and minds effort would be carried out by a variety of civilian agencies including NGOs and private contractors as well as U.N. and governmental agencies. Work would be delegated to each agency according to its comparative advantage. All of the civilian agencies would work closely with the advancing army and deploy quickly in its shadow.[34] By announcing and detailing this partnership between the U.S. military and NGOs, the U.S. government portrayed NGOs as implementers of the assistance program it promised in the wake of its expected military victory. B. Aid Organizations Play into the Politics of the Impending WarThe U.S. government considered NGOs, particularly those based in the United States, as natural partners in the effort to provide relief during and after the war. Addressing NGOs during Operation Enduring Freedom in Afghanistan, Secretary of State Colin Powell clearly laid out the administrations view: As I speak, just as surely as our diplomats and military, American NGOs are out there serving and sacrificing on the front lines of freedom . . . . I am serious about making sure we have the best relationship with the NGOs who are such a force multiplier for us, such an important part of our combat team. [We are] all committed to the same, singular purpose to help every man and woman in the world who is in need, who is hungry, who is without hope, to help every one of them fill a belly, get a roof over their heads, educate their children, have hope.[35] In Iraq, as in Afghanistan, the message was clear: the U.S. government and NGOs share the same values and should combine their efforts. Many U.S.-based NGOs, in keeping with their Wilsonian tradition of finding a basic compatibility between humanitarian aims and U.S. foreign policy, agreed in *** Top of Page 10 *** principle.[36] InterAction, the largest alliance of U.S.-based humanitarian and development organizations, has often emphasized the role of overseas assistance in promoting U.S. foreign policy goals, including national security.[37] The status of the United States as a potential unilateral belligerent did create some trepidation among NGOs and generated calls for the United Nations to coordinate relief efforts.[38] Yet most American NGOs did not believe that their relationship with the U.S. government in Iraq should be fundamentally different than in other crises. In fact, American NGOs demonstrated a particular sense of responsibility to engage the U.S. government. NGOs not only wanted to remind the U.S. government of its obligations under IHL, but also wanted to jointly prepare a response to the wars likely humanitarian consequences.[39] As George Rupp, President of the International Rescue Committee, stated, humanitarian planning cannot be effective if organizations that are experienced in delivering relief and rehabilitation services are excluded from the process.[40] Under the stewardship of InterAction, extensive consultations with U.S. aid and military officials were carried out on a weekly basis for more than six months before the conflict.[41] The rationale of NGOs for participating in these planning efforts was their need to explain their operating principles to the U.S. military and their desire to provide expertise in mitigating the effects of war. Provided that roles and responsibilities were clearly defined, many U.S.-based NGOs were interested in accessing U.S. government funding to work in Iraq, particularly in the immediate aftermath of the expected military victory.[42] This interest reflects the U.S. governments status as both the largest international funder of relief efforts and the dominant funder of U.S.-based NGOs.[43] As the war in Iraq drew closer, the chief concern among NGOs was that the U.S. government was not sufficiently facilitating their *** Top of Page 11 *** preparedness efforts.[44] While USAID Administrator Andrew Natsios asserted that never before had the humanitarian community had so much time to prepare for an emergency, NGOs retorted that U.S. government funding was late and insufficient.[45] Before framework agreements between USAID and a number of major NGOs were hastily put together days before the war began, the only U.S. government funding made available to NGOs was a grant of less than one million dollars to a coalition of five American NGOs called the Joint NGO Emergency Preparedness Initiative.[46] Even if funds had been made available to American NGOs prior to the war, the sanctions against Iraq left in place by the U.S. government would have prevented U.S.-based organizations, even those funded by the U.S. government, from sending resources to Iraq, including Kurdish-controlled areas.[47] The sanctions, holdovers of the U.S. governments longstanding policy of linking humanitarian assistance to political objectives, thus prevented U.S.-based agencies from deploying to Iraq in anticipation of the conflict. As many U.S.-based NGOs were discussing possible cooperation with a potential belligerent, other NGOs, mainly in Europe, implicitly and explicitly opposed the war.[48] A consortium of French NGOs, for example, questioned the necessity of going to war given the possibilities for the peaceful disarmament of Iraq.[49] In an equally political statement, Oxfam called upon humanitarian arguments when it announced that military action is unjustifiable because war in Iraq will have devastating humanitarian consequences for the civilian population.[50] At the United Nations, uneasiness and trepidation at being cast in the role of a clean-up service following a preordained U.S. attack led to the leaking of a January contingency plan predicting a catastrophically high number of 500,000 direct and indirect *** Top of Page 12 *** casualties based on a medium impact scenario during three months of fighting.[51] The positions of both U.S.- and European-based NGOs were remarkable because while they generally reflected public opinion in the United States and Europe respectively, they also contradicted the accepted principles of humanitarian action. The neutral and impartial nature of humanitarian action is undermined when an organization agrees to cooperate with a belligerent or opposes a war because it will generate victims. These actions serve to compromise the credibility of humanitarian organizations in the eyes of belligerents and civilians, particularly in a highly volatile context like Iraq. For that reason, MSF adhered to its longstanding position that humanitarian action is predicated on the reality of armed conflict and aims to secure a space for humanity within war, and did not speak out on the rightness or wrongness of this or any other war.[52] III. During the War: Humanitarian Action Is ConstrainedFor all the intensity of the pre-war debates around humanitarian issues, little assistance was actually available to support the efforts of the Iraqi medical services in addressing the critical humanitarian issue during the conflict: providing care to thousands of war-wounded patients in major cities such as Baghdad, Basra, and Nasariya.[53] Playing a large role in this deficit were the withdrawal of most organizations, including U.N. agencies, just before the war, constraints posed by U.S. and U.N. sanctions, and above all, the restrictions placed on the activities of aid organizations by Saddam Husseins government. On the other side of the frontline, intense publicity of relief operations carried out by coalition forces and NGOs in the few accessible areas of Southern Iraq served to highlight the humanitarian intentions of the coalition.[54] As the conflict neared, the United Nations, ICRC, and a few other aid organizations present in Iraq, such as the Cooperative for Assistance and Relief Everywhere, Inc. (CARE), prepared for the impending emergency by, among many other activities, donating generators and extra medical supplies to health centers.[55] The Iraqi government increased its food rations so that *** Top of Page 13 *** families could accumulate some reserves.[56] Very few outside aid organizations attempted to enter Iraq to augment these efforts and to assist the population during the conflict. Those that did, such as MSF, faced considerable barriers. Cumbersome U.N. Sanctions Committee procedures delayed the arrival of supplies and, more importantly, the Iraqi government was wary of authorizing humanitarian organizations to operate independently.[57] Stating that Iraq does not need any humanitarian assistance. We are a rich country, an Iraqi government spokesperson even publicly discouraged offers of aid.[58] In MSFs case, it was only days before the war that a Memorandum of Understanding with the Iraqi Red Crescent was concluded. When negotiations at the U.N. Security Council collapsed on March 17, Secretary General Kofi Annan pulled all U.N. international staff out of Iraq.[59] However, a few aid groups (ICRC, MSF, Première Urgence, Islamic Relief) decided to maintain international staff in Baghdad to enhance the activities of national Iraqi personnel.[60] Their motivation to stay was strengthened by the fact that Western aid personnel had not managed to remain on the ground and provide assistance to victims during recent Western military operations in Kosovo and Afghanistan. Contrary to doomsday scenarios, the three-week-long war did not generate a humanitarian catastrophe. There were no significant population displacements or refugee flows, no famine or major epidemics, and no use of weapons of mass destruction.[61] Aside from the disruption of Basras water *** Top of Page 14 *** supply, the most critical humanitarian issue during the war was the provision of emergency medical and surgical care to thousands of war-wounded patients.[62] That the worst was averted should not, however, obscure the fact that Iraqi medical personnel taking care of a large number of patients could only marginally be supported by humanitarian organizations. While most of the countrys population was confined to major Iraqi cities encircled by advancing U.S. forces, the few humanitarian organizations in the country did manage to distribute supplies, but were otherwise highly restricted in their movements and capacity to assist. International staff was present only in Baghdad, and the intensity of the fighting made it impossible to reach cities such as Nasariya or Karbala. In addition, the Iraqi regimes strictures and sensitivities were only slightly diminished by the war. A presence on the other side of the conflict, for instance in Kurdistan or southern Iraq, could have put any Baghdad-based staff in serious danger.[63] The Iraqi secret polices arrest of two Islamic Relief staff and two MSF volunteers, François Calas and Ibrahim Younis, on allegations that they were Western spies evidenced the Iraqi governments paranoia.[64] With supplies gradually running short, the Iraqi medical system was ill-equipped to provide appropriate medico-surgical care for the thousands of civilians wounded in the bombing and ground-level fighting.[65] In most conflicts and crises, national medical personnel bear the brunt of the effort to provide care to civilians. Iraq was no different. From MSFs limited vantage point at Al-Kindi Hospital, the Iraqi staff acquitted themselves remarkably of their task. But international humanitarian personnel typically provide additional expertise, resources, and capacity to identify and respond to humanitarian needs as they emerge, thereby bringing an important added contribution. In the Iraq war, this was largely made impossible both by the in- *** Top of Page 15 *** tensity of the fighting and the restrictions on aid organizations imposed by the Iraqi governmentwhich had long viewed outside assistance as a component of the international communitys strategy to weaken and demean it. At the same time, advancing coalition forces were focused on military operations. Few relief efforts were carried out behind the troops as they progressed, but those that did occur were highly publicized. Humanitarian rhetoric was part of the coalitions psychological operations in which the embedded media played a critical role. The treatment of Iraqi civilians by U.S. military field hospitals was widely reported, as was the distribution of bottled water by British troops in southern Iraq.[66] The first convoys of water and food sponsored by the Kuwaiti government traveling just across the border to Umm Qasr received an inordinate amount of attention.[67] Even the demining of Umm Qasr port was presented as a humanitarian operation designed to allow the offloading of food aid, although the port was also important for military logistics.[68] Coalition partners such as Japan and South Korea, keen to show their participation in the war effort without contributing troops, highlighted their humanitarian assistance in the form of aid donations, field hospitals, and emergency civil-military teams.[69] With all of the publicity surrounding the coalitions activities, it is important to remember that the provision of relief such as medical care, water, and food to civilians in areas an advancing military brings under its control is not humanitarian action but part of a belligerents obligations under the Geneva Conventions.[70] The key issue is whether the relief is actually provided and whether it is effective and equitable. In the immediate aftermath of the war, particularly in Baghdad, this question would become acute. IV. After Saddam Husseins Fall: Humanitarian Organizations Struggle To Address Failings of the OccupationParadoxically, the toppling of Saddam Husseins government did not lead to a decrease of humanitarian needs in Iraq. On the contrary, the failure of *** Top of Page 16 *** U.S. forces to prevent widespread looting in Baghdad contributed to the collapse of public health services, resulting in heightened difficulties for Iraqis in accessing medical care. In recent months, as the United States has faced violent opposition that has affected reconstruction efforts in the central part of the country, humanitarian organizations have struggled to provide immediate assistance, particularly as they have increasingly come under direct attack.[71] A. Essential Services Collapse After the WarIn the immediate aftermath of the conflict, the United States failed to live up to the expectations it generated and to its obligations as an Occupying Power under the Geneva Conventions.[72] This failure was not only the unfortunate result of an unexpectedly rapid military success; a lack of leadership and confused actions by the United States as the new political authority also contributed to the situation. General Garner, the head of ORHA, did not arrive in Baghdad for two weeks after the end of the war and the medical DART tasked to immediately follow the troops did not arrive in Baghdad for three weeks after the war.[73] This situation left important initial decisions to the discretion of the U.S. military. The provision of basic medical care in Iraq, like other services, crumbled after the war. The collapse of security following the U.S. military victory led to widespread looting, particularly in Baghdad.[74] Hospitals and other health facilities were not protected by U.S. troops, despite the pleas of ICRC and other humanitarian organizations.[75] Many health facilities were completely stripped of their medication, beds, furniture, and others amenities.[76] As a result, many war-wounded patients were forced to discontinue their treatment. In Baghdads al-Kindi Hospital, 120 war-wounded patients were taken home by relatives as anarchy engulfed the premises.[77] In the chaos after the war, access to essential health care was badly compromised.[78] As public transportation ground to a halt, medical staff were no *** Top of Page 17 *** longer able to reach their posts. The removal of Saddam Husseins government created a vacuum of power, spreading uncertainty and tension about leadership arrangements throughout the public health care system. Many hospitals were paralyzed by internal political struggles that mirrored those of wider Iraqi society.[79] In smaller cities, self-organization was easier, and in Shia areas, religious community leadership stepped in to fill the void and services managed to restart.[80] Yet there was still no adequately functioning hospital in Baghdad one month after the demise of Saddam Husseins regime.[81] Rather than focusing on the provision of urgently required medical care, the United States concentrated its efforts on reestablishing the functioning of institutions such as the Ministry of Health. But its initial efforts to re-create these institutions were stymied by varying statements and policy decisions regarding the continued eligibility of Baath party members for public service positions.[82] This focus on reconstruction also came at the expense of ensuring immediate life-saving assistance in hospitals. Emergency medical assistance was quite obviously not a priority for the military. For example, when Al-Wasiti Hospital, one of the only hospitals to remain open immediately after the war, converted its lobby into an emergency room to deal with the huge influx of patients, U.S. soldiers provided little or no assistance although they occupied nearly half of the hospital.[83] The involvement of NGOs in the provision of services was also stalled. In the first chaotic weeks, when hardly any health services were available, interim and changing Iraqi hospital administrators indicated to MSF teams that any help beyond providing medical supplies would not be accepted.[84] They reported that U.S. military officials had told them to wait until policies for cooperation with NGOs were in place.[85] B. The United States Orients Aid Organizations To Support Its AgendaFrom the beginning, the intentions of the U.S. government were clear: its policy was to incorporate aid agencies into its overall strategy. The U.S.-led coalition, however, did not deliberately block or overtly direct assistance efforts during and in the immediate aftermath of the conflict, contrary to some fears, voiced for instance in a statement by French organizations.[86] *** Top of Page 18 *** Rather, the United States was respectful of MSFs presence in Baghdad during the war and did not interfere with the wartime convoys of medical supplies from Jordan.[87] MSF staff also entered Iraq without any U.S.- or U.N.-issued identification in the immediate aftermath of the war.[88] In the wake of the Iraqi regimes collapse, U.S. forces were not in a position to establish basic security, let alone provide much assistance or manage the activities of NGOs. This disconnect between U.S. pronouncements of massive help before the war and the lack of preparations and leadership to restore basic services after the fall of Saddam Husseins government is particularly striking. A likely explanation for the disjuncture is that the United States assumed that liberation from Saddam Husseins rule would be so popular among Iraqis that provision of essential services could take a back seat in its planned efforts to win over the population. In addition, the massive looting was not foreseen and the United States wrongly assumed that the removal of top regime officials would leave the public service machinery of the state intact.[89] It appears that emergency relief assistance was not planned because it was not anticipated to be necessary. The United States was, however, intent on orienting assistance to support its effort to win over hearts and minds. For instance, U.S. sanctions barring humanitarian assistance were kept in place for a month after the Iraqi government was toppled.[90] With these sanctions in place, only programs funded by the U.S. government were legally authorized, and only in liberated areas prior to and during the war.[91] This, in effect, kept any independent humanitarian assistance originating from the United States out of Iraq, and only organizations with an international operational base like MSF were able to avoid these interdictions. Through the Humanitarian Operations Center in Kuwait, U.S. officials also strongly encouraged the United Nations and NGOs to enter Iraq only when a permissive security environment had been established.[92] This delayed the efforts of those organizations that sought U.S. military clearance or did not challenge its guidance.[93] Ironically, the few weeks following the collapse of Saddam Husseins regime *** Top of Page 19 *** were among the safest for aid organizations to travel around the country in order to assess and respond to needs.[94] C. Aid Organizations Equivocate in the Face of U.S. Efforts at AssimilationFaced with the U.S. governments intention of bringing aid organizations under its umbrella, U.S. NGOs found themselves in a quandary: they recognized the peril of close relations with the U.S. military for the perception of their activities by the local population, yet the U.S. government was a major source of their funding. In response, they essentially argued that they could have it both ways: they invoked loyalty to the humanitarian principles of neutrality and impartiality guiding their efforts while opting to work with the U.S. government.[95] They focused on drawing a line in the sand: they accepted large amounts of U.S. government funding but refused direct military control over their activities, agreeing instead to work with U.S. civilian authorities such as OFDA and USAID.[96] Supporting this stance, InterAction publicly backed the State Department and USAID in their power struggle with the Pentagon over control of aid efforts and called for more coordination by the United Nations.[97] While OFDA and DARTs have significantly more expertise than military officials in carrying out relief operations, ultimately U.S. NGOs were attempting to square the circle. Their solution chose to ignore the basic fact that all U.S. agencies are part of the same government waging war and exercising military occupation. USAID Administrator Natsios exposed the futility of attempting to draw subtle distinctions in May 2003 when he told NGOs attending the InterAction annual forum that by receiving U.S. government money for their activities, they were in effect an arm of the U.S. government.[98] He challenged them to either make the U.S. government origin of their funding explicit to beneficiaries, like private contractors do, *** Top of Page 20 *** or else he threatened to personally tear up their contracts and find new partners.[99] Had the U.S.-led coalitions rosy predictions of a quick and seamless transition from war to relief, rehabilitation, and reconstruction under an uncontested political authority been realized, the failure of the U.S. NGOs to counter the U.S. governments strategy of assimilation could have gone unnoticed. Indeed, it would not be problematic for those organizations choosing to work in such a context to be associated with the Occupying Power leading the reconstruction effort, particularly if they decided to take its funding. But the situation in Iraq is far different from what was predicted. Conflicts between U.S. forces and insurgents have intensified and reconstruction efforts have struggled, particularly in the central parts of the country. In this environment, an explicit distinction between the United States, an active belligerent, and humanitarian organizations is essential. D. As Security Deteriorates, Reconstruction Is Stalled and Aid Workers Are AttackedThe complete overhaul of the ORHA team on May 6, with Ambassador L. Paul Bremer replacing Jay Garner as the highest U.S. official in Iraq, was an indication that initial efforts at relief, rehabilitation, and reconstruction were struggling.[100] In the months since the reorganization, the provision of basic services, such as electricity, water, and health care, has been on the mend.[101] This improvement stems from the injection of massive financial resources, the return of the U.N. agencies and others who have restored the pre-war food ration distribution system, the arrival of NGOs and private contractors, and the relief efforts of the U.S. military. Although the efforts in Iraq have progressed, the U.S. government has faced criticism about the pace of reconstruction. In response, U.S. officials have argued that thirty years of neglect under Saddam Husseins regime is to blame for the poor state of the country and that insufficient credit has been given to important reconstruction achievements, such as the repair and reopening of schools.[102] It is clear that the situation of the civilian population in Iraq had deteriorated markedly in recent history, particularly after the 1991 war, as a result of both Iraqi government policies and international *** Top of Page 21 *** sanctions.[103] This did not, however, relieve the United States, as the Occupying Power, from its responsibility to reestablish services that were disrupted during and in the immediate aftermath of the war; many Iraqis pointed the finger at the coalition forces for shortcomings and delays.[104] The deterioration of the security situation, particularly in the central part of the country, is critical in this regard. Not only is reestablishing security a key obligation of the Occupying Power, it is also the linchpin for the revival of economic activity and the restitution of public services. The increase in attacks and counterattacks between U.S. forces and opponents of the U.S. occupation has had striking implications for humanitarian organizations, revealing an apparent and deeply troubling paradox. On the one hand, by directly harming an increasing number of Iraqi civilians and delaying the restoration of public services, the fighting and general insecurity suggest an increased need for immediate, life-saving services.[105] On the other hand, the violence, insecurity, and particularly the direct attacks against civilians and aid workers have made it increasingly difficult for international aid organizations to provide help and to complement the efforts of Iraqis.[106] E. Aid Organizations Reflect on Their Vulnerability to AttackThe attacks on the United Nations, NGOs, and the ICRC not only sent a clear signal that the United States had not secured Iraq, but also conveyed the message that all organizations providing assistance were now considered targets, and that international staff were not welcome in Iraq. The initial response of aid organizations to the attacks and to the persistent security threat has been to minimize direct exposure by scaling back programs and *** Top of Page 22 *** staff presence. This reaction is being complemented by reflection on what led the organizations into this predicament and how it can be escaped. The attack on the U.N. compound in Baghdad and other serious security incidents seem part of a strategy by extremists to sharpen divisions and intimidate anyone not espousing their causethe reverse application of President Bushs famous warning: Either you are with us or with the terrorists.[107] It is also clear, however, that the politicization of aid before and during the war, and the resulting absence of clear distinctions between the U.S. government and aid organizations, including those distinctively focused on independent humanitarian action, has created the perception that all assistance is part of the U.S. agenda. As Oxfam spokesman Brendan Cox stated, The boundaries between the occupying force and the U.N. and the humanitarian community in Iraq is the most blurred its ever been, anywhere weve worked.[108] This perceived unity has increased the vulnerability of all organizations, irrespective of their position or actions. In effect, the bombings and threats indicate that all humanitarian aid groups are being viewed, according to Natsioss pronouncement, as an arm of the U.S. government.[109] Given a charged history, drawing clear distinctions between humanitarian organizations and politics is not easy. The U.N. relief agencies, in particular, have to contend with a long legacy of being intertwined with the political agenda of the Security Council. The independent panel investigating the August 19 attack on U.N. headquarters, while underscoring serious lapses in security procedures, also emphasized that the history of the U.N. engagement in Iraq in the eyes of the Iraqi population was an important additional risk factor. The panel noted: the U.N. system is viewed by many to be at the origins of the imposition of the longest and most stringent sanctions regime ever, the deployment of the most invasive weapons inspection programmes and the conduct of the oil-for-food programme, where for over a decade the U.N. system controlled much of the oil production of Iraq. This cumulative experience is now coming up as a liability as the Organization is redefining its role in the country.[110] In the same vein, internal discussions among the staff of the United Nations High Commissioner for Refugees (UNHCR) raised critical questions: How do humanitarian agencies, including UNHCR and its partners, avoid being *** Top of Page 23 *** too closely identified with resisted political and military interventions, as in Iraq, and [h]ow do we balance the need for a secure political and military environmentessential for our operationswithout being seen as humanitarian cover for strenuously contested political action?[111] Minimizing the safety risks of humanitarian workers in Iraq is difficult. Beyond improving security procedures and adapting operational approaches such as working with and through national staff to lessen visibility, there are few available solutions. As in any conflict, gaining and maintaining the trust and support of the civilian population is critical since humanitarian aid and the presence of international humanitarian workers cannot be imposed.[112] Even beyond the specific links between political agenda and assistance that the U.N. Security Council and the U.S. coalition have promoted, it may be that the predominately Western nature of most aid organizations, as evidenced by their history, their headquarters locations, their funding bases, and most of their international staff, is a uniting feature that makes them vulnerable to attack in contexts where there is radical opposition to Western military and political objectives.[113] It is clear, however, that without a much more vigorous defense of the specifi-city and relevance of independent humanitarian action in both statements and actions, the perception that humanitarian aid is part of the U.S. coalitions political and military strategy will continue to gain the upper hand.[114] Given the determination of the most violent opponents to the U.S. presence in Iraq, this will likely make aid organizations increasingly vulnerable to threats and attacks. F. U.S. Violations of IHL Strengthen the Need for Humanitarian IndependenceThe fact that the United States is an active belligerent makes the need for humanitarian organizations to establish their independence all the more pressing. When armed force is used and when violations of IHL are committed, association with a warring party can have damaging security implications for humanitarian organizations. However, security risks are not the only potential negative result of humanitarian organizations failing to distinguish themselves from a belligerent. Humanitarian action is concerned with the well-being of the civilian population, which entails far more than the provision of material assistance. Humanitarian organizations typically contribute to the protection of non-combatants from undue violence through advocacy, calling attention to and raising concerns about witnessed abuses. Close ties *** Top of Page 24 *** with any belligerent can impede humanitarian organizations from scrutinizing and, where appropriate, criticizing the belligerents actions, thereby adversely affecting its ability to serve the interests of the civilian population.[115] Despite the widely reported assurances of the United States that it took maximum precautions to spare civilians, violations of IHL leading to the death or injury of non-combatants occurred during the war, and continue to occur in post-war Iraq.[116] If anything, concerns about U.S. violations of IHL have become more pressing since the removal of Saddam Hussein, as coalition forces are required to ensure public safety, a task far different than waging open war. With attacks on U.S. soldiers mounting, and force protection a key concern as a result of the growing number of U.S. casualties, the U.S. military is taking no chances. U.S. troops are authorized to use overwhelming force on any entity considered hostile, even if it does not represent an immediate threat and is near civilians.[117] Ordinary civilians are being killed and injured at checkpoints, during raids, in response to ambushes, and in riot control actions.[118] The number of civilian casualties are unknown because they are not being counted or recorded by U.S. military or political authorities.[119] Media reports provide the only source of information regarding civilian casualties, but tend to focus on the most visible occurrences and *** Top of Page 25 *** do not present a comprehensive picture.[120] Only a few investigations of suspected IHL violations have taken place, and the results have generally not been disclosed.[121] Human Rights Watch, in a recent report, highlighted this lack of accountability of U.S. soldiers and officers, observing that U.S. forces presently operate with virtual impunity in Iraq.[122] Of course, the coalition forces are not alone in committing violations of IHL. Reported Iraqi violations during the war include feigning surrender, converting protected infrastructure such as hospitals into military staging areas, and hiding active combatants among civilians. Since the war, opponents of the U.S. occupation have deliberately targeted civilians in deadly attacks, such as the bombings of the ICRC, U.N. headquarters, and the Imam Ali mosque in Najaf on August 29, and numerous other incidents.[123] Such attacks are war crimes.[124] Yet this fact does not release the United States from its obligations to respect IHL fully in its military operations.[125] The ongoing post-war fighting in Iraq strengthens the necessity for the United States to fulfill its obligations under IHL in a straightforward and systematic manner instead of viewing the conduct of warfare and provision of assistance primarily through the prism of a hearts and minds agenda. It also increases the need for humanitarian organizations to dissociate themselves clearly from the United States as they would from any belligerent, despite its benevolent pronouncements. V. Iraq as an Extreme Instance of Coherence Between Political Objectives and Humanitarian ResponseIn many ways, Iraq is an extreme example of broader trends in the international response to crises. For years, the United Nations and powerful donor governments have promoted the virtues of an integrated approach or coherence. They have sought to ensure that all international aid and interventions in a particular crisis are directed towards a common objective: to make, maintain, or build peace and security based on justice, democracy, and *** Top of Page 26 *** sustainable development.[126] As such, military interventions to bring stability, political efforts to introduce democracy, human rights attempts to prevent impunity, and humanitarian endeavors to save lives are to be managed in harmony. Proponents of a coherence approach argue that it is critical to enhance the effectiveness of international interventions.[127] Closer integration between aid and political responses considered necessary to address the root causes of conflicts, and to ensure that the provision of humanitarian aid does not fuel political tensions.[128] Placing assistance within the pursuit of a higher goal, such as peace-building, is also intended to relieve donor fatigue derived from continually remedying the recurrent humanitarian consequences of protracted conflicts.[129] A number of NGOs have embraced the idea of enhancing the relevance of their relief work by placing it within a broader framework of resolving conflict and promoting human rights. The availability of donor funding for coherence-based activities has also played a key role in bringing about this change.[130] Since the terrorist attacks of September 11, 2001, the coherence agenda has been re-energized and refocused, as the pursuit of peace and security has assumed a new meaning for major Western powers, especially the United States. The global war on terror seeks to bring aid organizations into the fold by projecting the view that the Western world faces an existential threat and by arguing that fence-sitting is impossible and ultimately immoral. The coherence agenda challenges the essence of humanitarian action as a neutral and impartial endeavor. At its core, it implies that aid may be selectively allocated to certain groups of victims, or withheld from others, depending on their political usefulness, instead of being allocated according to, and proportionate to, needs alone.[131] The primary concern for humanitarian organizations is that, when political objectives and humanitarian concerns *** Top of Page 27 *** conflict, the hierarchy of priorities inherent in the coherence agenda generally results in humanitarian interests being sacrificed in the name of a greater good. Moreover, by presenting aid organizations and governments as partners, the coherence approach weakens the ability of humanitarian organizations to hold governments accountable for fulfilling their political and legal responsibilities. Finally, by making aid organizations associates of Western political-military efforts, the coherence agenda may designate them as targets of violent opposition thereby hampering their access and ability to deliver assistance, as the current situation in both Afghanistan and Iraq illustrates.[132] A crucial indicator of how much assistance for Iraq served political purposes is its impact on governments responses to other crises worldwide. To fund aid efforts in Iraq, attention and resources were diverted away from other, more pressing humanitarian needs.[133] Once the war started, the U.N.s emergency appeal for Iraq, the largest in its history at $2.2 billion, was easily funded by donor governments in stark contrast to the U.N.s appeals for crises with much more significant humanitarian impact, such as those for Burundi, Sudan, or the Democratic Republic of Congo.[134] Funding for the U.N.s Iraq emergency appeal came out to seventy-four dollars per person compared to seventeen dollars per person for the U.N.s Congo appeal, even though civilian needs were more acute and the U.N.s programs more limited in the Congo than in Iraq.[135] The consolidated U.N. appeal for Iraq was forty-three percent of the total 2003 worldwide appeal, and Iraq garnered fifty-six percent of the actual funding received by U.N. agencies in 2003.[136] The United Kingdoms Department for International Development 2003 budget for Iraq assistance was nearly double its 2001 worldwide *** Top of Page 28 *** spending on humanitarian assistance.[137] This political slanting of assistance by governments is neither a new phenomenon, nor specific to the Iraq crisis.[138] However, in Iraq, it has reached new and unprecedented heights.[139] Striving to protect and assist all victims according to need alone disturbs the designs of the powerful to abuse, exploit, or neglect. This necessarily places humanitarian actors in a tense relationship with political powers, including those who declare having benevolent intentions. It may be easier to eschew this tension and take a conciliatory approach by participating in what many view, overall, as a positive agenda promoted by Western states. Although this stance may well yield valuable services, effectively covering some of the needs of some populations, it is fundamentally the work of a service provider, not of a humanitarian actor. Instead of following donor governments leads, humanitarian organizations should resist and contest them in the name of the equal worth of human life. VI. ConclusionAs we seek to review the ongoing Iraq conflict from a humanitarian perspective, it is essential to remember that humanitarian action is not a political project. It has a limited, modest, yet vitally important ambition to ensure that the most vulnerable are not sacrificed in times of conflict and crisis. The tested principles of neutrality, impartiality, and independence are designed to safeguard the ever-fragile access and security of humanitarian organizations in carrying out this endeavor in volatile, fragmented, and contested environments. The well-being of the Iraqi population, which can be furthered through the establishment of a secure environment and the provision of basic services such as health, water, and sanitation, is first and foremost a matter of governance that is the legal and political responsibility of the power in charge. As the current governing authority, it is incumbent upon the United States to fulfill its obligations under the Geneva Conventions as an Occupying Power, and to deploy adequate means to meet this responsibility. In conflict and crisis, belligerents have the obligation to allow for unmediated, direct humanitarian assistance to victims, allocated based on need alone.[140] In Iraq, the Saddam Hussein regime violated this obligation in many ways, as have the violent opponents of the U.S. occupation, most devastatingly by launching deliberate and targeted attacks on aid organizations and *** Top of Page 29 *** civilians. The United States and its allies, however, have also compromised humanitarian action. When governments drape their military and political actions in the cloak of humanitarian concerns, they undermine humanitarian actions essential purpose: the unconditional provision of assistance to those in need. When all aid efforts are presented and perceived as being at the service of political and military objectives, it is more difficult and dangerous for independent humanitarian organizations to carry out their work. While many aid organizations recognized the danger of being too closely associated with contested military and political action, they also refused to make the choice of either fully and openly working with the U.S. government or of decisively pushing back. This indecision fuelled the perception that all aid activities were simply extensions of the U.S. agenda.[141] The reason all this matters is that, at particular junctures, humanitarian action could have made more of a difference in Iraq. Humanitarian organizations could have provided more support for Iraqi health professionals and others to assist the population affected by the ongoing conflict. The politicization of humanitarian aid has put the ability of humanitarian organizations to reach out to all victims, whoever and wherever they are, in jeopardy. As fighting continues in Iraq, and as conflicts continue to rage around the world, victims will need more, not less, principled humanitarian action that responds on the basis of needs alone. [*] Executive
Director, Médecins Sans Frontières/Doctors Without Borders
(MSF-USA). MSF is a private independent medical humanitarian organization that
delivers emergency aid in nearly eighty countries to victims of armed conflict,
epidemics, and natural and man-made disasters. Thanks in particular to Pierre
Salignon, Kevin Phelan, Kris Torgeson, J. C. Sylvan, and Mike Beneditkson for
their valuable contributions. |